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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
201
iShares TIPS Bond ETF
TIP
$14.5B
$307K 0.08%
2,643
-1,282
-33% -$149K
IBB icon
202
iShares Biotechnology ETF
IBB
$9.34B
$306K 0.08%
3,070
-1,681
-35% -$176K
MUB icon
203
iShares National Muni Bond ETF
MUB
$45.1B
$303K 0.08%
+2,656
New +$303K
ILMN icon
204
Illumina
ILMN
$31B
$301K 0.08%
1,019
-747
-42% -$220K
ORCL icon
205
Oracle
ORCL
$374B
$301K 0.08%
5,470
+293
+6% +$16.2K
XLV icon
206
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$299K 0.08%
3,322
+121
+4% +$11K
CL icon
207
Colgate-Palmolive
CL
$73.1B
$295K 0.08%
4,010
+463
+13% +$33.6K
IBML
208
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$294K 0.07%
11,415
-710
-6% -$18.3K
MDLZ icon
209
Mondelez International
MDLZ
$79.5B
$290K 0.07%
5,251
+310
+6% +$17K
PM icon
210
Philip Morris
PM
$297B
$290K 0.07%
3,824
+223
+6% +$17.7K
SOXX icon
211
iShares Semiconductor ETF
SOXX
$41.7B
$290K 0.07%
4,113
-399
-9% -$27.5K
IYG icon
212
iShares US Financial Services ETF
IYG
$2.16B
$288K 0.07%
6,327
-507
-7% -$22.9K
IYJ icon
213
iShares US Industrials ETF
IYJ
$1.98B
$287K 0.07%
3,614
-290
-7% -$22.8K
SBUX icon
214
Starbucks
SBUX
$120B
$287K 0.07%
3,247
-742
-19% -$68.8K
SCHA icon
215
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$286K 0.07%
16,424
-1,488
-8% -$26.3K
NEE icon
216
NextEra Energy
NEE
$181B
$284K 0.07%
+4,872
New +$264K
IYC icon
217
iShares US Consumer Discretionary ETF
IYC
$1.17B
$283K 0.07%
5,216
-432
-8% -$23.7K
IGV icon
218
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
$281K 0.07%
6,635
-640
-9% -$28K
IGM icon
219
iShares Expanded Tech Sector ETF
IGM
$10B
$280K 0.07%
7,740
-624
-7% -$22.8K
TWLO icon
220
Twilio
TWLO
$30B
$275K 0.07%
2,502
+432
+21% +$56K
VMBS icon
221
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$273K 0.07%
5,135
-52
-1% -$2.76K
ARQ icon
222
Arq
ARQ
$84.6M
$266K 0.07%
17,892
-457
-2% -$5.92K
LMT icon
223
Lockheed Martin
LMT
$134B
$263K 0.07%
+672
New +$253K
FGD icon
224
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$262K 0.07%
11,446
-8,092
-41% -$182K
IDGT icon
225
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$481M
$262K 0.07%
4,923
-373
-7% -$20K
7 8
9
10 11

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.