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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
176
PepsiCo
PEP
$190B
$1.54M 0.15%
10,255
+1,573
+18% +$243K
NOBL icon
177
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.53M 0.15%
34,532
+4,450
+15% +$205K
TROW icon
178
T. Rowe Price
TROW
$23.9B
$1.53M 0.15%
7,759
+3,918
+102% +$825K
CFO icon
179
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$417M
$1.51M 0.15%
+21,293
New +$1.56M
KRMA
180
DELISTED
Global X Conscious Companies ETF
KRMA
$1.51M 0.15%
+48,292
New +$1.51M
ICLN icon
181
iShares Global Clean Energy ETF
ICLN
$2.31B
$1.51M 0.15%
69,602
-439
-0.6% -$10K
FTCV
182
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
$1.5M 0.15%
+148,300
New +$1.57M
ISRG icon
183
Intuitive Surgical
ISRG
$127B
$1.49M 0.15%
4,509
+3,099
+220% +$1.04M
LIN icon
184
Linde
LIN
$221B
$1.49M 0.15%
5,078
+3,435
+209% +$1.04M
XYZ
185
Block Inc
XYZ
$48.4B
$1.48M 0.14%
6,182
+454
+8% +$117K
DGRW icon
186
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$1.45M 0.14%
24,685
+16,386
+197% +$1M
IXN icon
187
iShares Global Tech ETF
IXN
$8.32B
$1.45M 0.14%
25,610
+1,712
+7% +$100K
ROK icon
188
Rockwell Automation
ROK
$53.4B
$1.43M 0.14%
4,849
+3,047
+169% +$935K
PZA icon
189
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$1.43M 0.14%
53,045
+1,054
+2% +$28.7K
AMD icon
190
Advanced Micro Devices
AMD
$776B
$1.42M 0.14%
13,763
+7,232
+111% +$739K
JSMD icon
191
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$1.41M 0.14%
21,754
+1,361
+7% +$91.5K
TDIV icon
192
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$1.41M 0.14%
24,901
-1,526
-6% -$88.4K
AVGO icon
193
Broadcom
AVGO
$1.85T
$1.4M 0.14%
28,880
+21,450
+289% +$1.04M
LRCX icon
194
Lam Research
LRCX
$367B
$1.39M 0.14%
24,350
+17,050
+234% +$1.04M
PBCT
195
DELISTED
People's United Financial Inc
PBCT
$1.35M 0.13%
+77,257
New +$1.26M
XLY icon
196
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$1.34M 0.13%
14,976
+3,056
+26% +$278K
NXTG icon
197
First Trust Indxx NextG ETF
NXTG
$536M
$1.33M 0.13%
17,472
+1,850
+12% +$144K
PRF icon
198
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$1.32M 0.13%
41,790
-245
-0.6% -$7.92K
CB icon
199
Chubb
CB
$135B
$1.32M 0.13%
7,585
+4,585
+153% +$804K
TFC icon
200
Truist Financial
TFC
$63.3B
$1.29M 0.13%
22,023
+11,513
+110% +$643K
6 7
8
9 10

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.