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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
176
State Street Technology Select Sector SPDR ETF
XLK
$115B
$429K 0.09%
6,596
-500
-7% -$30.5K
CSQ icon
177
Calamos Strategic Total Return Fund
CSQ
$3.23B
$426K 0.08%
+26,950
New +$392K
LGND icon
178
Ligand Pharmaceuticals
LGND
$5.76B
$424K 0.08%
+6,838
New +$390K
CMCSA icon
179
Comcast
CMCSA
$85B
$423K 0.08%
8,070
+1,712
+27% +$82K
IXN icon
180
iShares Global Tech ETF
IXN
$8.32B
$423K 0.08%
8,460
+414
+5% +$19.1K
SMH icon
181
VanEck Semiconductor ETF
SMH
$65.2B
$423K 0.08%
3,874
+500
+15% +$49.6K
EFA icon
182
iShares MSCI EAFE ETF
EFA
$78B
$410K 0.08%
5,621
-7
-0.1% -$479
CTAS icon
183
Cintas
CTAS
$81.9B
$409K 0.08%
4,628
+572
+14% +$49.7K
SCHD icon
184
Schwab US Dividend Equity ETF
SCHD
$103B
$407K 0.08%
19,020
+5,400
+40% +$109K
SCHF icon
185
Schwab International Equity ETF
SCHF
$66.6B
$407K 0.08%
22,598
-7,612
-25% -$128K
ARKW icon
186
ARK Web x.0 ETF
ARKW
$1.63B
$403K 0.08%
+2,757
New +$353K
NXPI icon
187
NXP Semiconductors
NXPI
$57.8B
$403K 0.08%
+2,536
New +$374K
EFG icon
188
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$400K 0.08%
+3,960
New +$375K
ESGU icon
189
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$400K 0.08%
+4,647
New +$377K
WKHS icon
190
Workhorse Group
WKHS
$33.2M
$397K 0.08%
7
+1
+17% +$65K
LHX icon
191
L3Harris
LHX
$51.6B
$395K 0.08%
2,089
-348
-14% -$63.7K
MCD icon
192
McDonald's
MCD
$192B
$391K 0.08%
1,824
-200
-10% -$43.5K
ALTO icon
193
Alto Ingredients
ALTO
$369M
$390K 0.08%
+71,878
New +$499K
RDIV icon
194
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$390K 0.08%
11,548
-5,352
-32% -$167K
CPRT icon
195
Copart
CPRT
$27B
$387K 0.08%
+12,152
New +$354K
FDX icon
196
FedEx
FDX
$72.7B
$387K 0.08%
1,490
+241
+19% +$66.8K
SNY icon
197
Sanofi
SNY
$103B
$387K 0.08%
7,967
+460
+6% +$22.7K
IWP icon
198
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$383K 0.08%
3,730
-6
-0.2% -$571
LMBS icon
199
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$383K 0.08%
7,449
-24,390
-77% -$1.26M
IUSG icon
200
iShares Core S&P US Growth ETF
IUSG
$31.7B
$368K 0.07%
4,146
-1
-0% -$84
6 7
8
9 10

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.