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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
176
Amgen
AMGN
$208B
$359K 0.09%
1,414
+183
+15% +$45.3K
AXP icon
177
American Express
AXP
$227B
$359K 0.09%
+3,578
New +$352K
SPHD icon
178
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$359K 0.09%
10,892
-5,167
-32% -$174K
EFA icon
179
iShares MSCI EAFE ETF
EFA
$78B
$358K 0.09%
5,628
-699
-11% -$44.7K
BEEM icon
180
Beam Global
BEEM
$23.3M
$356K 0.09%
+29,250
New +$368K
XYZ
181
Block Inc
XYZ
$48.4B
$356K 0.09%
+2,189
New +$309K
CLVS
182
DELISTED
Clovis Oncology, Inc.
CLVS
$356K 0.09%
61,100
+45,527
+292% +$272K
IXN icon
183
iShares Global Tech ETF
IXN
$8.32B
$354K 0.08%
8,046
+1,116
+16% +$47.5K
IDXX icon
184
Idexx Laboratories
IDXX
$44.1B
$352K 0.08%
+895
New +$331K
NVAX icon
185
Novavax
NVAX
$1.2B
$351K 0.08%
+3,236
New +$394K
ALGN icon
186
Align Technology
ALGN
$12.1B
$349K 0.08%
1,066
-37
-3% -$11.3K
VO icon
187
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$346K 0.08%
7,856
+1,484
+23% +$64.7K
XLV icon
188
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$344K 0.08%
3,264
+801
+33% +$84.3K
ACN icon
189
Accenture
ACN
$102B
$343K 0.08%
+1,519
New +$348K
TSCO icon
190
Tractor Supply
TSCO
$16.1B
$338K 0.08%
+11,800
New +$339K
CTAS icon
191
Cintas
CTAS
$81.9B
$337K 0.08%
+4,056
New +$313K
GS icon
192
Goldman Sachs
GS
$300B
$337K 0.08%
+1,678
New +$341K
TGT icon
193
Target
TGT
$65.6B
$336K 0.08%
2,134
+449
+27% +$61.6K
IUSG icon
194
iShares Core S&P US Growth ETF
IUSG
$31.7B
$332K 0.08%
4,147
-222
-5% -$17.4K
CDNS icon
195
Cadence Design Systems
CDNS
$93.6B
$329K 0.08%
+3,087
New +$325K
GILD icon
196
Gilead Sciences
GILD
$162B
$329K 0.08%
5,204
+1,497
+40% +$104K
VOE icon
197
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$326K 0.08%
3,216
+192
+6% +$19.4K
IWP icon
198
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$323K 0.08%
3,736
+406
+12% +$34.3K
PEP icon
199
PepsiCo
PEP
$190B
$320K 0.08%
2,309
+238
+11% +$32.4K
SJNK icon
200
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$315K 0.08%
12,180
-2,790
-19% -$72K
6 7
8
9 10

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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.