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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
176
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$382K 0.1%
3,652
-630
-15% -$64.2K
SMB icon
177
VanEck Short Muni ETF
SMB
$312M
$365K 0.09%
20,652
-600
-3% -$10.7K
VHT icon
178
Vanguard Health Care ETF
VHT
$18.1B
$365K 0.09%
2,174
+244
+13% +$41.8K
IYW icon
179
iShares US Technology ETF
IYW
$23.6B
$362K 0.09%
7,096
-532
-7% -$27K
AMGN icon
180
Amgen
AMGN
$208B
$358K 0.09%
1,849
-259
-12% -$49.7K
DON icon
181
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$357K 0.09%
9,823
-285
-3% -$10.2K
JD icon
182
JD.com
JD
$44.6B
$354K 0.09%
12,542
+5,230
+72% +$158K
FTCS icon
183
First Trust Capital Strength ETF
FTCS
$7.91B
$350K 0.09%
+6,158
New +$350K
UNH icon
184
UnitedHealth
UNH
$376B
$343K 0.09%
1,579
+28
+2% +$6.76K
LHX icon
185
L3Harris
LHX
$51.6B
$342K 0.09%
+1,640
New +$336K
NOBL icon
186
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$341K 0.09%
9,516
-1,694
-15% -$59.3K
XOP icon
187
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$337K 0.09%
+3,769
New +$355K
MGV icon
188
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$336K 0.09%
4,123
+145
+4% +$11.7K
VTV icon
189
Vanguard Morningstar Value ETF
VTV
$188B
$336K 0.09%
3,017
-848
-22% -$93.8K
BSCJ
190
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$330K 0.08%
15,647
-994
-6% -$21K
TOTL icon
191
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$325K 0.08%
6,618
+286
+5% +$14.1K
HYD icon
192
VanEck High Yield Muni ETF
HYD
$4.43B
$323K 0.08%
5,012
-190
-4% -$12.2K
AVGO icon
193
Broadcom
AVGO
$1.85T
$321K 0.08%
11,640
-1,380
-11% -$39.2K
GSK icon
194
GSK
GSK
$104B
$319K 0.08%
5,973
-565
-9% -$29.1K
VYM icon
195
Vanguard High Dividend Yield ETF
VYM
$80.9B
$317K 0.08%
3,575
-4,560
-56% -$399K
IDU icon
196
iShares US Utilities ETF
IDU
$1.35B
$313K 0.08%
3,840
-324
-8% -$25.2K
DISH
197
DELISTED
DISH Network Corp.
DISH
$313K 0.08%
+9,198
New +$329K
MO icon
198
Altria Group
MO
$114B
$311K 0.08%
7,612
-1,743
-19% -$80.2K
AXP icon
199
American Express
AXP
$227B
$308K 0.08%
2,599
+229
+10% +$28.1K
MBB icon
200
iShares MBS ETF
MBB
$38.9B
$307K 0.08%
2,836
+166
+6% +$17.9K
6 7
8
9 10

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.