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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJL
151
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$562K 0.11%
24,347
-2,375
-9% -$54.8K
VYM icon
152
Vanguard High Dividend Yield ETF
VYM
$80.9B
$561K 0.11%
6,133
+225
+4% +$19.5K
IDXX icon
153
Idexx Laboratories
IDXX
$44.1B
$557K 0.11%
1,115
+220
+25% +$98.4K
JPM icon
154
JPMorgan Chase
JPM
$935B
$553K 0.11%
4,350
-389
-8% -$43.5K
BST icon
155
BlackRock Science and Technology Trust
BST
$1.61B
$541K 0.11%
10,279
+5,111
+99% +$240K
PINS icon
156
Pinterest
PINS
$13.4B
$539K 0.11%
+8,175
New +$490K
LOW icon
157
Lowe's Companies
LOW
$117B
$531K 0.11%
3,307
-554
-14% -$90K
ETJ
158
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$525K 0.1%
+50,599
New +$507K
DDOG icon
159
Datadog
DDOG
$95.4B
$517K 0.1%
+5,251
New +$524K
IYW icon
160
iShares US Technology ETF
IYW
$23.6B
$516K 0.1%
6,063
+1,247
+26% +$99.6K
HEFA icon
161
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.5B
$499K 0.1%
16,382
-1,897
-10% -$55.4K
VOT icon
162
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$498K 0.1%
2,347
+233
+11% +$45.9K
PSNL icon
163
Personalis
PSNL
$1.35B
$496K 0.1%
+13,550
New +$410K
VO icon
164
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$489K 0.1%
9,452
+1,596
+20% +$77.3K
UNH icon
165
UnitedHealth
UNH
$376B
$474K 0.09%
1,351
-661
-33% -$222K
VMBS icon
166
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$468K 0.09%
8,648
-24,057
-74% -$1.3M
GOVT icon
167
iShares US Treasury Bond ETF
GOVT
$43.6B
$466K 0.09%
17,125
+6,621
+63% +$183K
PG icon
168
Procter & Gamble
PG
$336B
$464K 0.09%
3,333
-449
-12% -$62.8K
EEMV icon
169
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$455K 0.09%
7,448
-1,180
-14% -$68.8K
SPOT icon
170
Spotify
SPOT
$103B
$446K 0.09%
1,416
-1,268
-47% -$358K
BRK.B icon
171
Berkshire Hathaway Class B
BRK.B
$1.1T
$442K 0.09%
1,908
-257
-12% -$56.6K
HON icon
172
Honeywell
HON
$77B
$436K 0.09%
2,175
+647
+42% +$118K
ADBE icon
173
Adobe
ADBE
$99.5B
$433K 0.09%
866
-175
-17% -$84.5K
BABA icon
174
Alibaba
BABA
$293B
$431K 0.09%
1,854
+917
+98% +$255K
EXPE icon
175
Expedia Group
EXPE
$35.4B
$429K 0.09%
+3,238
New +$365K
5 6
7
8 9

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.