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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTD icon
151
Trade Desk
TTD
$8.48B
$465K 0.11%
+8,970
New +$410K
BRK.B icon
152
Berkshire Hathaway Class B
BRK.B
$1.1T
$461K 0.11%
2,165
-13
-0.6% -$2.66K
JPM icon
153
JPMorgan Chase
JPM
$935B
$456K 0.11%
4,739
+351
+8% +$34.5K
RDIV icon
154
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$454K 0.11%
16,900
-673
-4% -$19K
AMD icon
155
Advanced Micro Devices
AMD
$776B
$453K 0.11%
+5,519
New +$410K
NKE icon
156
Nike
NKE
$61.9B
$445K 0.11%
+3,541
New +$380K
VEA icon
157
Vanguard FTSE Developed Markets ETF
VEA
$229B
$445K 0.11%
10,872
+3,748
+53% +$154K
WKHS icon
158
Workhorse Group
WKHS
$33.2M
$445K 0.11%
+6
New +$343K
MCD icon
159
McDonald's
MCD
$192B
$444K 0.11%
2,024
+299
+17% +$61.4K
CSCO icon
160
Cisco
CSCO
$457B
$422K 0.1%
10,725
+1,801
+20% +$78.5K
LHX icon
161
L3Harris
LHX
$51.6B
$414K 0.1%
2,437
+1,179
+94% +$207K
XLK icon
162
State Street Technology Select Sector SPDR ETF
XLK
$115B
$414K 0.1%
7,096
+284
+4% +$16K
FTCS icon
163
First Trust Capital Strength ETF
FTCS
$7.91B
$412K 0.1%
6,517
-1,870
-22% -$117K
DD icon
164
DuPont de Nemours
DD
$18.5B
$391K 0.09%
+5,620
New +$394K
WDAY icon
165
Workday
WDAY
$39.6B
$389K 0.09%
+1,807
New +$357K
LULU icon
166
lululemon athletica
LULU
$13.5B
$388K 0.09%
+1,179
New +$393K
VOT icon
167
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$381K 0.09%
2,114
-46
-2% -$8.11K
SNY icon
168
Sanofi
SNY
$103B
$377K 0.09%
7,507
+667
+10% +$34.3K
FTOCU
169
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$375K 0.09%
+37,500
New +$375K
NVS icon
170
Novartis
NVS
$297B
$374K 0.09%
4,295
+219
+5% +$19K
BLK icon
171
Blackrock
BLK
$169B
$373K 0.09%
+662
New +$378K
SWKS icon
172
Skyworks Solutions
SWKS
$9.37B
$368K 0.09%
+2,530
New +$352K
EEM icon
173
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$363K 0.09%
8,237
+685
+9% +$30.1K
IYW icon
174
iShares US Technology ETF
IYW
$23.6B
$362K 0.09%
4,816
+4
+0.1% +$292
AZN icon
175
AstraZeneca
AZN
$263B
$360K 0.09%
+3,281
New +$365K
5 6
7
8 9

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FTUS
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CVA
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.