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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.54B
AUM Growth
-$96.2M
Cap. Flow
-$33.1M
Cap. Flow %
-2.15%
Top 10 Hldgs %
22.35%
Holding
685
New
58
Increased
270
Reduced
261
Closed
66

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$27.2M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$11M
3
RECS icon
Columbia Research Enhanced Core ETF
RECS
+$10M
4
BUFQ icon
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
+$8.18M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$6.74M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.2M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$15M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.58M
4
ITB icon
iShares US Home Construction ETF
ITB
+$8.23M
5
TOL icon
Toll Brothers
TOL
+$8.16M

Sector Composition

Rank Sector Weight
1 Technology 9.66%
2 Healthcare 4.1%
3 Consumer Discretionary 4.04%
4 Financials 3.88%
5 Industrials 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHT icon
126
Vanguard Health Care ETF
VHT
$18.1B
$3.16M 0.2%
13,426
+829
+7% +$202K
HON icon
127
Honeywell
HON
$77B
$3.14M 0.2%
18,042
-268
-1% -$49K
ABBV icon
128
AbbVie
ABBV
$443B
$3.14M 0.2%
21,038
+1,551
+8% +$228K
XLC icon
129
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$3.13M 0.2%
47,722
-256
-0.5% -$17.1K
FXR icon
130
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$3.1M 0.2%
54,045
-858
-2% -$51.4K
SCHG icon
131
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$3.06M 0.2%
168,216
-113,588
-40% -$2.14M
MOAT icon
132
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$3.05M 0.2%
40,270
+1,891
+5% +$151K
PDBC icon
133
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$3.05M 0.2%
+203,705
New +$2.98M
BMY icon
134
Bristol-Myers Squibb
BMY
$133B
$3.04M 0.2%
52,413
+2,636
+5% +$162K
GEM icon
135
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.67B
$3.03M 0.2%
105,669
+1,630
+2% +$48.7K
RWJ icon
136
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.05B
$3.02M 0.2%
83,032
-15,191
-15% -$585K
O icon
137
Realty Income
O
$59.6B
$2.94M 0.19%
58,941
-6,943
-11% -$399K
FTCS icon
138
First Trust Capital Strength ETF
FTCS
$7.91B
$2.92M 0.19%
39,678
+918
+2% +$69.5K
XPH icon
139
State Street SPDR S&P Pharmaceuticals ETF
XPH
$476M
$2.92M 0.19%
+73,464
New +$3.11M
DFAS icon
140
Dimensional US Small Cap ETF
DFAS
$15.4B
$2.89M 0.19%
55,145
+2,962
+6% +$163K
PANW icon
141
Palo Alto Networks
PANW
$270B
$2.88M 0.19%
24,588
+17,974
+272% +$2.13M
MTUM icon
142
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$2.87M 0.19%
20,554
+1,238
+6% +$179K
SPEM icon
143
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$2.82M 0.18%
84,112
-801
-0.9% -$27.7K
FXD icon
144
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$2.82M 0.18%
55,188
-1,136
-2% -$62K
ITOT icon
145
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$2.81M 0.18%
29,863
-2,611
-8% -$257K
FNK icon
146
First Trust Mid Cap Value AlphaDEX Fund
FNK
$228M
$2.78M 0.18%
62,411
-237
-0.4% -$11.1K
PINK icon
147
Simplify Health Care ETF
PINK
$375M
$2.77M 0.18%
110,447
+9,815
+10% +$257K
FTSL icon
148
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.74M 0.18%
59,983
-3,197
-5% -$146K
PULS icon
149
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.72M 0.18%
54,977
+523
+1% +$25.8K
BSCP
150
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.67M 0.17%
132,890
+25,006
+23% +$504K
4 5
6
7 8

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Gladstone Institutional Advisory held 685 positions worth $1.54B, down 5.9% from $1.64B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory's Q3 2023 filing shows 58 new, 270 increased, 261 reduced and 66 closed positions. Its largest new stake was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M. The largest sale was State Street Technology Select Sector SPDR ETF, an estimated $19.2M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Gladstone Institutional Advisory's largest Q3 2023 buy was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M.
  • Gladstone Institutional Advisory added most to Pacer US Cash Cows 100 ETF in Q3 2023, an estimated $11M increase.
  • Gladstone Institutional Advisory's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $19.2M.
  • Gladstone Institutional Advisory fully exited iShares US Home Construction ETF in Q3 2023, selling an estimated $8.23M.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2023.
  • Gladstone Institutional Advisory opened 58 new positions and closed 66 in Q3 2023.
  • Gladstone Institutional Advisory's portfolio value fell 5.9% quarter-over-quarter to $1.54B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2023, filed 13 Nov 2023.