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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$267M
Cap. Flow
+$204M
Cap. Flow %
15.83%
Top 10 Hldgs %
17.26%
Holding
647
New
105
Increased
320
Reduced
156
Closed
53

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$18.3M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$12.9M
3
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$8.64M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.43M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$4.18M

Top Sells

Rank Stock Value
1
DNA icon
Ginkgo Bioworks
DNA
+$3.33M
2
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$2.5M
3
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.27M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.76M
5
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 11.14%
2 Healthcare 6.09%
3 Consumer Discretionary 5.65%
4 Financials 4.91%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEM icon
126
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.67B
$2.81M 0.22%
75,935
+65,608
+635% +$2.44M
UPS icon
127
United Parcel Service
UPS
$88.6B
$2.8M 0.22%
13,055
-279
-2% -$56.7K
SHW icon
128
Sherwin-Williams
SHW
$82.7B
$2.79M 0.22%
7,938
+1,530
+24% +$494K
AIRR icon
129
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.2B
$2.77M 0.21%
61,332
-7,440
-11% -$331K
IDEV icon
130
iShares Core MSCI International Developed Markets ETF
IDEV
$31.7B
$2.76M 0.21%
40,882
+5,570
+16% +$378K
BAC icon
131
Bank of America
BAC
$435B
$2.7M 0.21%
60,700
-847
-1% -$38.6K
FMB icon
132
First Trust Managed Municipal ETF
FMB
$2.04B
$2.67M 0.21%
46,864
-4,802
-9% -$273K
VFH icon
133
Vanguard Financials ETF
VFH
$13.5B
$2.65M 0.21%
+27,490
New +$2.68M
QTEC icon
134
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$2.65M 0.21%
15,115
-14,632
-49% -$2.5M
FBT icon
135
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$2.63M 0.2%
16,233
+376
+2% +$60.8K
LRCX icon
136
Lam Research
LRCX
$367B
$2.62M 0.2%
36,480
+12,130
+50% +$760K
VHT icon
137
Vanguard Health Care ETF
VHT
$18.1B
$2.62M 0.2%
9,829
+8,853
+907% +$2.26M
VCSH icon
138
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.62M 0.2%
32,222
+28,920
+876% +$2.36M
CCOR icon
139
Core Alternative Capital
CCOR
$27.8M
$2.6M 0.2%
83,561
+4,279
+5% +$128K
RTX icon
140
RTX Corp
RTX
$290B
$2.6M 0.2%
30,187
+7,020
+30% +$612K
QCLN icon
141
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$603M
$2.58M 0.2%
38,032
-2,473
-6% -$178K
SHOP icon
142
Shopify
SHOP
$152B
$2.57M 0.2%
18,680
-1,960
-9% -$286K
FNY icon
143
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$2.56M 0.2%
34,581
-30,446
-47% -$2.27M
CVS icon
144
CVS Health
CVS
$133B
$2.5M 0.19%
24,255
+18,502
+322% +$1.71M
PSX icon
145
Phillips 66
PSX
$84.9B
$2.48M 0.19%
34,224
-421
-1% -$31.8K
GSEW icon
146
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.89B
$2.48M 0.19%
+34,642
New +$2.44M
VOX icon
147
Vanguard Communication Services ETF
VOX
$5.59B
$2.48M 0.19%
18,261
+14,019
+330% +$1.95M
JMBS icon
148
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$2.46M 0.19%
46,671
-748
-2% -$39.5K
NEAR icon
149
iShares Short Maturity Bond ETF
NEAR
$4.83B
$2.45M 0.19%
49,028
+13,581
+38% +$679K
DES icon
150
WisdomTree US SmallCap Dividend Fund
DES
$2.18B
$2.44M 0.19%
74,275
+22,520
+44% +$728K
4 5
6
7 8

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q4 2021 Portfolio in Review

As of Q4 2021, Gladstone Institutional Advisory held 647 positions worth $1.29B, up 26% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Gladstone Institutional Advisory deployed $204M of net new capital in Q4 2021, opening 105 new positions and adding to 320 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 262,493 shares worth $19M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Ginkgo Bioworks, an estimated $3.33M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2021 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 262,493 shares worth $19M.
  • Gladstone Institutional Advisory added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q4 2021, an estimated $12.9M increase.
  • Gladstone Institutional Advisory's biggest Q4 2021 reduction was Ginkgo Bioworks, cutting an estimated $3.33M.
  • Gladstone Institutional Advisory fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2021, selling an estimated $1.55M.
  • Gladstone Institutional Advisory's ten largest holdings make up 17% of its $1.29B portfolio in Q4 2021.
  • Gladstone Institutional Advisory opened 105 new positions and closed 53 in Q4 2021.
  • Gladstone Institutional Advisory's portfolio value rose 26% quarter-over-quarter to $1.29B.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2021, filed 11 Feb 2022.