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GIA
Gladstone Institutional Advisory Portfolio holdings
AUM
$3.16B
1-Year Est. Return
29.04%
This Fund
S&P 500
This Quarter
Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
(+20%)
Cap. Flow
+$38.4M
Cap. Flow
% of AUM
7.64%
Top 10 Holdings %
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$11.1M |
| 2 |
ARK Genomic Revolution ETF
ARKG
|
+$8.75M |
| 3 |
First Trust Capital Strength ETF
FTCS
|
+$5.11M |
| 4 |
WCLD
WisdomTree Cloud Computing Fund
WCLD
|
+$4.83M |
| 5 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$4.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$4.87M |
| 2 |
First Trust Preferred Securities and Income ETF
FPE
|
+$4.32M |
| 3 |
First Trust Senior Loan Fund ETF
FTSL
|
+$3.06M |
| 4 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$1.88M |
| 5 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$1.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.88% |
| 2 | Consumer Discretionary | 4.19% |
| 3 | Healthcare | 3.13% |
| 4 | Communication Services | 2.4% |
| 5 | Industrials | 1.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
ConocoPhillips
COP
$147B
| $752K | 0.15% |
18,793
-2,429
| -11% | -$89.5K |
|
|
JDIV
127
DELISTED
JPMorgan U.S. Dividend ETF
JDIV
| $751K | 0.15% |
27,780
-5,103
| -16% | -$131K |
|
128
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
| $724K | 0.14% |
7,180
-9,387
| -57% | -$876K |
|
|
DOCU
129
DocuSign
DOCU
$10.5B
| $718K | 0.14% |
3,232
+92
| +3% | +$20.7K |
|
130
JD.com
JD
$44.6B
| $714K | 0.14% |
8,124
+1,022
| +14% | +$85.4K |
|
131
Advanced Micro Devices
AMD
$776B
| $704K | 0.14% |
7,673
+2,154
| +39% | +$186K |
|
132
Dow Inc
DOW
$21.9B
| $690K | 0.14% |
12,436
-2,341
| -16% | -$121K |
|
133
Moderna
MRNA
$21.8B
| $684K | 0.14% |
6,545
-2,369
| -27% | -$240K |
|
134
Bank of America
BAC
$435B
| $682K | 0.14% |
22,501
-1,871
| -8% | -$50.1K |
|
135
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $680K | 0.14% |
17,668
-3,595
| -17% | -$134K |
|
136
Vanguard Information Technology ETF
VGT
$139B
| $677K | 0.13% |
15,304
-936
| -6% | -$38.5K |
|
137
Target
TGT
$65.6B
| $657K | 0.13% |
3,720
+1,586
| +74% | +$265K |
|
138
Vanguard Total International Stock ETF
VXUS
$155B
| $656K | 0.13% |
10,898
-136
| -1% | -$7.65K |
|
139
Zoom
ZM
$28.2B
| $651K | 0.13% |
1,930
+668
| +53% | +$298K |
|
140
Align Technology
ALGN
$12.1B
| $638K | 0.13% |
1,194
+128
| +12% | +$57.6K |
|
141
Pfizer
PFE
$143B
| $636K | 0.13% |
17,271
+3,524
| +26% | +$129K |
|
142
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
| $634K | 0.13% |
3,928
+11
| +0.3% | +$1.69K |
|
143
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
| $629K | 0.13% |
9,065
-1,431
| -14% | -$100K |
|
144
Walmart Inc
WMT
$885B
| $624K | 0.12% |
12,978
-6,666
| -34% | -$324K |
|
145
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
| $612K | 0.12% |
16,631
-677
| -4% | -$23.4K |
|
146
Trade Desk
TTD
$8.48B
| $597K | 0.12% |
7,450
-1,520
| -17% | -$115K |
|
147
Sea Limited
SE
$65.4B
| $570K | 0.11% |
+2,862
| New | +$510K |
|
148
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $569K | 0.11% |
6,864
-311
| -4% | -$25.8K |
|
149
DuPont de Nemours
DD
$18.5B
| $565K | 0.11% |
6,334
+714
| +13% | +$56.1K |
|
150
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $564K | 0.11% |
7,806
+2
| +0% | +$133 |
|
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review
As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.
- Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
- Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
- Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
- Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
- Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
- Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
- Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.
Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.