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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNA icon
126
Moderna
MRNA
$21.8B
$631K 0.15%
8,914
-14,880
-63% -$1.04M
UNH icon
127
UnitedHealth
UNH
$376B
$627K 0.15%
2,012
+37
+2% +$11.4K
BSJL
128
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$613K 0.15%
26,722
+2,348
+10% +$54.1K
BSV icon
129
Vanguard Short-Term Bond ETF
BSV
$44.7B
$596K 0.14%
7,175
+1,071
+18% +$89K
ZM icon
130
Zoom
ZM
$28.2B
$593K 0.14%
+1,262
New +$404K
BAC icon
131
Bank of America
BAC
$435B
$587K 0.14%
24,372
+2,545
+12% +$63.4K
MTUM icon
132
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$577K 0.14%
3,917
-497
-11% -$71K
VXUS icon
133
Vanguard Total International Stock ETF
VXUS
$155B
$576K 0.14%
11,034
-657
-6% -$34.5K
NIO icon
134
NIO
NIO
$12.2B
$575K 0.14%
27,082
+17,082
+171% +$263K
FDRR icon
135
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
$562K 0.13%
17,308
-253
-1% -$8.17K
JD icon
136
JD.com
JD
$44.6B
$551K 0.13%
+7,102
New +$493K
VTV icon
137
Vanguard Morningstar Value ETF
VTV
$188B
$551K 0.13%
5,275
+1,065
+25% +$112K
PG icon
138
Procter & Gamble
PG
$336B
$526K 0.13%
3,782
+464
+14% +$61.6K
ADBE icon
139
Adobe
ADBE
$99.5B
$511K 0.12%
+1,041
New +$484K
INTC icon
140
Intel
INTC
$455B
$508K 0.12%
9,811
+286
+3% +$14.9K
QCOM icon
141
Qualcomm
QCOM
$155B
$508K 0.12%
+4,315
New +$461K
TNDM icon
142
Tandem Diabetes Care
TNDM
$1.34B
$506K 0.12%
4,462
+38
+0.9% +$3.99K
HEFA icon
143
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.5B
$503K 0.12%
18,279
-562
-3% -$15.6K
SBIO icon
144
ALPS Medical Breakthroughs ETF
SBIO
$201M
$494K 0.12%
+12,001
New +$495K
PFE icon
145
Pfizer
PFE
$143B
$479K 0.11%
13,747
+1,646
+14% +$57.7K
VYM icon
146
Vanguard High Dividend Yield ETF
VYM
$80.9B
$478K 0.11%
5,908
-298
-5% -$24.4K
EEMV icon
147
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$476K 0.11%
8,628
-475
-5% -$26.2K
SCHF icon
148
Schwab International Equity ETF
SCHF
$66.6B
$474K 0.11%
30,210
-822,300
-96% -$12.9M
MELI icon
149
Mercado Libre
MELI
$95.2B
$473K 0.11%
437
-78
-15% -$84.6K
IJK icon
150
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$467K 0.11%
7,804
+4
+0.1% +$238
4 5
6
7 8

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
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BI
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.