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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-15.77%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$388M
AUM Growth
-$20.4M
Cap. Flow
+$59.5M
Cap. Flow %
15.36%
Top 10 Hldgs %
32.15%
Holding
330
New
57
Increased
131
Reduced
75
Closed
62

Top Buys

Rank Stock Value
1
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$8.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$5.28M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.63M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.57M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$2.73M

Top Sells

Rank Stock Value
1
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3.47M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$3.29M
3
FMHI icon
First Trust Municipal High Income ETF
FMHI
+$3.08M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.44M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 4.04%
2 Healthcare 3.34%
3 Communication Services 2.17%
4 Consumer Discretionary 2.03%
5 Financials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
126
Gilead Sciences
GILD
$162B
$623K 0.16%
8,338
+4,837
+138% +$334K
PFF icon
127
iShares Preferred and Income Securities ETF
PFF
$13.3B
$607K 0.16%
19,060
+2,512
+15% +$90.1K
JDIV
128
DELISTED
JPMorgan U.S. Dividend ETF
JDIV
$599K 0.15%
+31,580
New +$798K
LQD icon
129
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$596K 0.15%
4,826
-183
-4% -$23.3K
BABA icon
130
Alibaba
BABA
$293B
$573K 0.15%
2,947
-2,203
-43% -$460K
CRM icon
131
Salesforce
CRM
$151B
$566K 0.15%
3,932
-616
-14% -$106K
BSJL
132
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$557K 0.14%
25,145
+5,052
+25% +$120K
MGK icon
133
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$540K 0.14%
21,245
+835
+4% +$24.1K
SCHZ icon
134
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$523K 0.13%
19,288
-17,298
-47% -$467K
EMB icon
135
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$518K 0.13%
5,357
-238
-4% -$26.2K
D icon
136
Dominion Energy
D
$60.8B
$516K 0.13%
+7,153
New +$584K
HEFA icon
137
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.5B
$512K 0.13%
21,159
+224
+1% +$6.37K
IBB icon
138
iShares Biotechnology ETF
IBB
$9.34B
$512K 0.13%
4,752
+1,749
+58% +$201K
UNH icon
139
UnitedHealth
UNH
$376B
$504K 0.13%
2,022
+397
+24% +$109K
FDRR icon
140
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
$502K 0.13%
19,031
-46
-0.2% -$1.5K
SHV icon
141
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$501K 0.13%
4,512
-1,407
-24% -$156K
EEMV icon
142
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$492K 0.13%
10,488
+1,242
+13% +$67K
RDIV icon
143
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$491K 0.13%
21,155
-6,098
-22% -$206K
USHY icon
144
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
$491K 0.13%
13,814
-431
-3% -$17K
BAC icon
145
Bank of America
BAC
$435B
$465K 0.12%
21,866
-3,069
-12% -$92K
SHOP icon
146
Shopify
SHOP
$152B
$465K 0.12%
11,150
+4,100
+58% +$185K
FNX icon
147
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$462K 0.12%
9,588
-50,696
-84% -$3.29M
IBM icon
148
IBM
IBM
$211B
$460K 0.12%
4,336
+1,144
+36% +$145K
WMT icon
149
Walmart Inc
WMT
$885B
$447K 0.12%
11,790
+4,566
+63% +$176K
FIXD icon
150
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$441K 0.11%
8,359
+3,519
+73% +$185K
4 5
6
7 8

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q1 2020 Portfolio in Review

As of Q1 2020, Gladstone Institutional Advisory held 330 positions worth $388M, down 5% from $408M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Gladstone Institutional Advisory deployed $59.5M of net new capital in Q1 2020, opening 57 new positions and adding to 131 existing holdings. Its largest new stake was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.

By sector, the portfolio is most concentrated in Technology at 4% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Trust Large Cap Growth AlphaDEX Fund, an estimated $3.47M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2020 buy was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.
  • Gladstone Institutional Advisory added most to Schwab International Equity ETF in Q1 2020, an estimated $5.28M increase.
  • Gladstone Institutional Advisory's biggest Q1 2020 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $3.47M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Value AlphaDEX Fund in Q1 2020, selling an estimated $2.14M.
  • Gladstone Institutional Advisory's ten largest holdings make up 32% of its $388M portfolio in Q1 2020.
  • Gladstone Institutional Advisory opened 57 new positions and closed 62 in Q1 2020.
  • Gladstone Institutional Advisory's portfolio value fell 5% quarter-over-quarter to $388M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2020, filed 14 May 2020.