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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
126
Salesforce
CRM
$151B
$570K 0.15%
3,834
-113
-3% -$17.2K
PEP icon
127
PepsiCo
PEP
$190B
$568K 0.14%
4,140
+203
+5% +$27K
BSJK
128
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$568K 0.14%
23,738
-325
-1% -$7.8K
CMCSA icon
129
Comcast
CMCSA
$85B
$554K 0.14%
12,306
+1,771
+17% +$78.5K
INTC icon
130
Intel
INTC
$455B
$547K 0.14%
10,619
+418
+4% +$20.6K
FPE icon
131
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$546K 0.14%
27,651
+3,914
+16% +$76.8K
EEMV icon
132
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$526K 0.13%
9,217
-416
-4% -$23.9K
BA icon
133
Boeing
BA
$171B
$524K 0.13%
1,376
+400
+41% +$143K
IBM icon
134
IBM
IBM
$211B
$519K 0.13%
3,730
-417
-10% -$56.2K
JHB
135
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$516K 0.13%
52,163
– –
EEM icon
136
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$515K 0.13%
+12,604
New +$520K
MCD icon
137
McDonald's
MCD
$192B
$515K 0.13%
2,396
-133
-5% -$28.5K
ITA icon
138
iShares US Aerospace & Defense ETF
ITA
$14.2B
$508K 0.13%
+4,520
New +$494K
EFA icon
139
iShares MSCI EAFE ETF
EFA
$78B
$505K 0.13%
7,749
+4,209
+119% +$271K
MDIV icon
140
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$505K 0.13%
27,410
+529
+2% +$9.73K
NVS icon
141
Novartis
NVS
$297B
$498K 0.13%
5,728
+3,265
+133% +$293K
PYPL icon
142
PayPal
PYPL
$48.9B
$489K 0.12%
4,723
-281
-6% -$31K
BP icon
143
BP
BP
$116B
$487K 0.12%
12,805
-1,024
-7% -$39.1K
QABA icon
144
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$481K 0.12%
10,046
-808
-7% -$38.2K
XLF icon
145
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$480K 0.12%
17,124
+1,144
+7% +$31.6K
FLOT icon
146
iShares Floating Rate Bond ETF
FLOT
$10.2B
$477K 0.12%
9,359
-10,140
-52% -$516K
VBR icon
147
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$475K 0.12%
3,681
-485
-12% -$62.1K
VEA icon
148
Vanguard FTSE Developed Markets ETF
VEA
$229B
$470K 0.12%
11,422
-2,063
-15% -$84.2K
FVC icon
149
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$469K 0.12%
17,760
-398
-2% -$10.7K
HON icon
150
Honeywell
HON
$77B
$468K 0.12%
2,936
+182
+7% +$28.9K
4 5
6
7 8

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FTUS
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EA
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CVA
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GKWIM
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Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.