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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
101
Pfizer
PFE
$143B
$1.48M 0.23%
40,851
+23,580
+137% +$837K
FDVV icon
102
Fidelity High Dividend ETF
FDVV
$10.1B
$1.48M 0.23%
41,588
-12,663
-23% -$430K
HD icon
103
Home Depot
HD
$331B
$1.47M 0.23%
4,806
+480
+11% +$132K
ARKK icon
104
ARK Innovation ETF
ARKK
$5.66B
$1.47M 0.23%
12,218
+3,000
+33% +$406K
JSMD icon
105
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$1.42M 0.22%
21,203
+617
+3% +$41K
XLU icon
106
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.38M 0.21%
43,148
+954
+2% +$29.6K
GOOG icon
107
Alphabet (Google) Class C
GOOG
$4.36T
$1.38M 0.21%
13,340
+3,940
+42% +$391K
UPS icon
108
United Parcel Service
UPS
$88.6B
$1.36M 0.21%
7,995
-1,848
-19% -$299K
PZA icon
109
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$1.31M 0.2%
48,839
+1,616
+3% +$43.6K
UNP icon
110
Union Pacific
UNP
$174B
$1.29M 0.2%
+5,865
New +$1.23M
ICLN icon
111
iShares Global Clean Energy ETF
ICLN
$2.31B
$1.28M 0.2%
+52,638
New +$1.47M
XYZ
112
Block Inc
XYZ
$48.4B
$1.28M 0.2%
5,626
+1,677
+42% +$392K
PRF icon
113
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$1.27M 0.2%
42,030
-4,300
-9% -$123K
ABBV icon
114
AbbVie
ABBV
$443B
$1.26M 0.2%
11,694
+3,805
+48% +$407K
IMCG icon
115
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$1.26M 0.2%
20,004
-10,848
-35% -$702K
GE icon
116
GE Aerospace
GE
$374B
$1.25M 0.2%
19,180
+13,386
+231% +$811K
NEAR icon
117
iShares Short Maturity Bond ETF
NEAR
$4.83B
$1.25M 0.19%
24,818
+699
+3% +$35.1K
GM icon
118
General Motors
GM
$80.4B
$1.24M 0.19%
+21,646
New +$1.15M
MA icon
119
Mastercard
MA
$502B
$1.22M 0.19%
3,435
+817
+31% +$285K
PG icon
120
Procter & Gamble
PG
$336B
$1.21M 0.19%
8,965
+5,632
+169% +$735K
ISCG icon
121
iShares Morningstar Small-Cap Growth ETF
ISCG
$970M
$1.2M 0.19%
24,012
+6,552
+38% +$349K
BSV icon
122
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.2M 0.19%
14,550
+7,686
+112% +$634K
TDIV icon
123
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$1.19M 0.18%
22,017
-372
-2% -$19.3K
HON icon
124
Honeywell
HON
$77B
$1.17M 0.18%
5,713
+3,538
+163% +$691K
COF icon
125
Capital One
COF
$128B
$1.16M 0.18%
+9,129
New +$1.08M
3 4
5
6 7

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
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Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.