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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
101
Merck
MRK
$322B
$1.06M 0.21%
13,607
-4,341
-24% -$332K
VZ icon
102
Verizon
VZ
$195B
$1.02M 0.2%
17,305
+1,141
+7% +$67.8K
BGFV
103
DELISTED
Big 5 Sporting Goods
BGFV
$982K 0.2%
+96,208
New +$854K
IWD icon
104
iShares Russell 1000 Value ETF
IWD
$82.2B
$978K 0.19%
7,155
– –
ICVT icon
105
iShares Convertible Bond ETF
ICVT
$7.2B
$974K 0.19%
10,083
+374
+4% +$33.1K
NFLX icon
106
Netflix
NFLX
$299B
$967K 0.19%
17,890
-7,490
-30% -$380K
QCOM icon
107
Qualcomm
QCOM
$155B
$958K 0.19%
6,287
+1,972
+46% +$275K
VCIT icon
108
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$947K 0.19%
9,744
-2,939
-23% -$283K
MA icon
109
Mastercard
MA
$502B
$935K 0.19%
2,618
-398
-13% -$132K
MINT icon
110
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$933K 0.19%
9,142
-235
-3% -$24K
TDOC icon
111
Teladoc Health
TDOC
$1.22B
$926K 0.18%
4,631
+730
+19% +$148K
VIG icon
112
Vanguard Dividend Appreciation ETF
VIG
$111B
$919K 0.18%
6,508
-17
-0.3% -$2.3K
FAN icon
113
First Trust Global Wind Energy ETF
FAN
$278M
$883K 0.18%
+37,905
New +$760K
ISCG icon
114
iShares Morningstar Small-Cap Growth ETF
ISCG
$970M
$883K 0.18%
+17,460
New +$791K
CIBR icon
115
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.4B
$882K 0.18%
+19,883
New +$758K
IBB icon
116
iShares Biotechnology ETF
IBB
$9.34B
$865K 0.17%
5,710
-50
-0.9% -$7.15K
XYZ
117
Block Inc
XYZ
$48.4B
$859K 0.17%
3,949
+1,760
+80% +$343K
BFX
118
DELISTED
BowFlex Inc.
BFX
$858K 0.17%
+47,300
New +$984K
ABBV icon
119
AbbVie
ABBV
$443B
$845K 0.17%
7,889
-672
-8% -$64.6K
CELU icon
120
Celularity
CELU
$18.4M
$844K 0.17%
7,675
-2,108
-22% -$224K
GOOG icon
121
Alphabet (Google) Class C
GOOG
$4.36T
$823K 0.16%
9,400
-6,920
-42% -$584K
IXUS icon
122
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$773K 0.15%
11,505
-1,271
-10% -$79.9K
T icon
123
AT&T
T
$159B
$760K 0.15%
34,971
+1,948
+6% +$42K
VNLA icon
124
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$759K 0.15%
15,038
-6,850
-31% -$346K
MGK icon
125
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$754K 0.15%
18,500
-250
-1% -$9.68K
3 4
5
6 7

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
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BI
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.