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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MINT icon
101
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$956K 0.23%
9,377
-174
-2% -$17.7K
BA icon
102
Boeing
BA
$171B
$955K 0.23%
5,778
+661
+13% +$113K
QQQ icon
103
Invesco QQQ Trust
QQQ
$453B
$953K 0.23%
3,430
-3,518
-51% -$954K
OKTA icon
104
Okta
OKTA
$24.7B
$918K 0.22%
4,292
+260
+6% +$54.2K
WMT icon
105
Walmart Inc
WMT
$885B
$916K 0.22%
19,644
+1,629
+9% +$72.4K
TDOC icon
106
Teladoc Health
TDOC
$1.22B
$855K 0.2%
3,901
+939
+32% +$199K
IWD icon
107
iShares Russell 1000 Value ETF
IWD
$82.2B
$845K 0.2%
7,155
-148
-2% -$17.6K
VIG icon
108
Vanguard Dividend Appreciation ETF
VIG
$111B
$840K 0.2%
6,525
+223
+4% +$28.1K
ARKK icon
109
ARK Innovation ETF
ARKK
$5.66B
$806K 0.19%
8,764
+2,318
+36% +$198K
ICVT icon
110
iShares Convertible Bond ETF
ICVT
$7.2B
$784K 0.19%
+9,709
New +$757K
IBB icon
111
iShares Biotechnology ETF
IBB
$9.34B
$780K 0.19%
5,760
+340
+6% +$46.1K
PFF icon
112
iShares Preferred and Income Securities ETF
PFF
$13.3B
$775K 0.19%
21,263
-453
-2% -$16.3K
JDIV
113
DELISTED
JPMorgan U.S. Dividend ETF
JDIV
$764K 0.18%
32,883
+1,841
+6% +$43.2K
ABBV icon
114
AbbVie
ABBV
$443B
$750K 0.18%
8,561
-8,596
-50% -$809K
IXUS icon
115
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$745K 0.18%
12,776
-588
-4% -$34.3K
VGIT icon
116
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$740K 0.18%
10,496
-171
-2% -$12.1K
T icon
117
AT&T
T
$159B
$711K 0.17%
33,023
+3,590
+12% +$80.2K
DM
118
DELISTED
Desktop Metal, Inc.
DM
$701K 0.17%
+6,495
New +$702K
COP icon
119
ConocoPhillips
COP
$147B
$697K 0.17%
21,222
-2,367
-10% -$89.7K
DOW icon
120
Dow Inc
DOW
$21.9B
$695K 0.17%
+14,777
New +$664K
MGK icon
121
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$695K 0.17%
18,750
+915
+5% +$33K
DOCU
122
DocuSign
DOCU
$10.5B
$676K 0.16%
3,140
-1,961
-38% -$407K
SPOT icon
123
Spotify
SPOT
$103B
$651K 0.16%
2,684
+1,879
+233% +$485K
LOW icon
124
Lowe's Companies
LOW
$117B
$640K 0.15%
3,861
+2,253
+140% +$347K
VGT icon
125
Vanguard Information Technology ETF
VGT
$139B
$632K 0.15%
16,240
-1,240
-7% -$46.7K
3 4
5
6 7

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.