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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-15.77%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$388M
AUM Growth
-$20.4M
Cap. Flow
+$59.5M
Cap. Flow %
15.36%
Top 10 Hldgs %
32.15%
Holding
330
New
57
Increased
131
Reduced
75
Closed
62

Top Buys

Rank Stock Value
1
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$8.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$5.28M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.63M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.57M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$2.73M

Top Sells

Rank Stock Value
1
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3.47M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$3.29M
3
FMHI icon
First Trust Municipal High Income ETF
FMHI
+$3.08M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.44M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 4.04%
2 Healthcare 3.34%
3 Communication Services 2.17%
4 Consumer Discretionary 2.03%
5 Financials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
101
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$799K 0.21%
48,738
+6,062
+14% +$116K
AUPH icon
102
Aurinia Pharmaceuticals
AUPH
$1.91B
$797K 0.21%
+54,902
New +$968K
PFE icon
103
Pfizer
PFE
$143B
$785K 0.2%
25,360
+9,636
+61% +$328K
TDIV icon
104
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$772K 0.2%
21,821
-525
-2% -$21.6K
VGIT icon
105
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$769K 0.2%
10,902
-3,477
-24% -$236K
COP icon
106
ConocoPhillips
COP
$147B
$754K 0.19%
24,466
-1,425
-6% -$72.5K
NFLX icon
107
Netflix
NFLX
$299B
$753K 0.19%
+20,050
New +$709K
CVX icon
108
Chevron
CVX
$392B
$751K 0.19%
10,357
+6,767
+188% +$669K
BA icon
109
Boeing
BA
$171B
$749K 0.19%
5,021
+3,449
+219% +$944K
IWD icon
110
iShares Russell 1000 Value ETF
IWD
$82.2B
$746K 0.19%
7,520
-70
-0.9% -$8.72K
PZA icon
111
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$728K 0.19%
28,204
-600
-2% -$15.8K
BRK.B icon
112
Berkshire Hathaway Class B
BRK.B
$1.1T
$726K 0.19%
3,971
-542
-12% -$115K
KO icon
113
Coca-Cola
KO
$377B
$726K 0.19%
16,411
+9,161
+126% +$495K
SPTL icon
114
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$716K 0.18%
+15,165
New +$648K
IXUS icon
115
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$712K 0.18%
15,136
+1,580
+12% +$89.3K
DIA icon
116
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$675K 0.17%
3,079
+616
+25% +$164K
MBB icon
117
iShares MBS ETF
MBB
$38.9B
$669K 0.17%
6,058
+3,297
+119% +$359K
VCSH icon
118
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$665K 0.17%
8,405
-2,132
-20% -$171K
JPM icon
119
JPMorgan Chase
JPM
$935B
$660K 0.17%
7,329
+1,625
+28% +$197K
VIG icon
120
Vanguard Dividend Appreciation ETF
VIG
$111B
$659K 0.17%
6,371
+2,464
+63% +$294K
ILCG icon
121
iShares Morningstar Growth ETF
ILCG
$3.11B
$643K 0.17%
+17,305
New +$724K
JSMD icon
122
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$642K 0.17%
17,979
-4,526
-20% -$202K
CSCO icon
123
Cisco
CSCO
$457B
$640K 0.17%
16,289
+1,165
+8% +$51.1K
VGT icon
124
Vanguard Information Technology ETF
VGT
$139B
$637K 0.16%
24,048
+1,880
+8% +$57K
PG icon
125
Procter & Gamble
PG
$336B
$632K 0.16%
5,749
-1,906
-25% -$229K
3 4
5
6 7

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FTUS
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EA
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CVA
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BP
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Gladstone Institutional Advisory's Q1 2020 Portfolio in Review

As of Q1 2020, Gladstone Institutional Advisory held 330 positions worth $388M, down 5% from $408M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Gladstone Institutional Advisory deployed $59.5M of net new capital in Q1 2020, opening 57 new positions and adding to 131 existing holdings. Its largest new stake was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.

By sector, the portfolio is most concentrated in Technology at 4% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Trust Large Cap Growth AlphaDEX Fund, an estimated $3.47M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2020 buy was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.
  • Gladstone Institutional Advisory added most to Schwab International Equity ETF in Q1 2020, an estimated $5.28M increase.
  • Gladstone Institutional Advisory's biggest Q1 2020 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $3.47M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Value AlphaDEX Fund in Q1 2020, selling an estimated $2.14M.
  • Gladstone Institutional Advisory's ten largest holdings make up 32% of its $388M portfolio in Q1 2020.
  • Gladstone Institutional Advisory opened 57 new positions and closed 62 in Q1 2020.
  • Gladstone Institutional Advisory's portfolio value fell 5% quarter-over-quarter to $388M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2020, filed 14 May 2020.