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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.93%
2 Technology 3.01%
3 Healthcare 2.16%
4 Energy 2.09%
5 Communication Services 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
101
Vanguard Short-Term Bond ETF
BSV
$46.1B
$776K 0.2%
9,614
-296
-3% -$23.9K
NEAR icon
102
iShares Short Maturity Bond ETF
NEAR
$5.15B
$769K 0.2%
15,267
+6,201
+68% +$312K
PZA icon
103
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
$729K 0.19%
27,466
+5,779
+27% +$153K
VOE icon
104
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$727K 0.18%
6,436
-447
-6% -$49.7K
BKLN icon
105
Invesco Senior Loan ETF
BKLN
$6.78B
$725K 0.18%
32,075
-5,802
-15% -$132K
LQD icon
106
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.2B
$691K 0.18%
5,420
+1,960
+57% +$247K
EMB icon
107
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
$664K 0.17%
5,857
-117
-2% -$13.3K
VGT icon
108
Vanguard Information Technology ETF
VGT
$146B
$664K 0.17%
24,640
+1,464
+6% +$39.4K
BAC icon
109
Bank of America
BAC
$405B
$656K 0.17%
22,476
+7,017
+45% +$202K
PFF icon
110
iShares Preferred and Income Securities ETF
PFF
$12.7B
$656K 0.17%
17,480
-1,164
-6% -$43.3K
HEFA icon
111
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$642K 0.16%
21,440
-1,069
-5% -$31.2K
FDRR icon
112
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
$628K 0.16%
19,480
-31,428
-62% -$1M
JPM icon
113
JPMorgan Chase
JPM
$927B
$619K 0.16%
5,262
-782
-13% -$88.5K
GOOG icon
114
Alphabet (Google) Class C
GOOG
$4.15T
$615K 0.16%
10,080
-1,020
-9% -$60.4K
DIA icon
115
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
$611K 0.16%
2,270
+346
+18% +$92.3K
SHV icon
116
iShares 0-1 Year Treasury Bond ETF
SHV
$21.1B
$607K 0.15%
5,490
-241
-4% -$26.6K
VIG icon
117
Vanguard Dividend Appreciation ETF
VIG
$110B
$604K 0.15%
5,053
+1,220
+32% +$144K
USHY icon
118
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.3B
$598K 0.15%
+14,598
New +$596K
CVX icon
119
Chevron
CVX
$415B
$591K 0.15%
4,986
+494
+11% +$60K
MGK icon
120
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
$591K 0.15%
22,285
-1,135
-5% -$30K
XMLV icon
121
Invesco S&P MidCap Low Volatility ETF
XMLV
$722M
$589K 0.15%
11,197
-675
-6% -$35K
IFLN
122
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$297M
$582K 0.15%
30,557
-6,382
-17% -$121K
PFE icon
123
Pfizer
PFE
$157B
$580K 0.15%
17,015
+3,727
+28% +$136K
VB icon
124
Vanguard Morningstar Small-Cap ETF
VB
$78B
$575K 0.15%
3,735
-5,330
-59% -$826K
IJK icon
125
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
$574K 0.15%
+10,260
New +$577K
3 4
5
6 7

Similar funds

FNF
Fidelity National Financial Jacksonville, Florida $3.16B AUM 17.75% 1-Year Est. Return
CF
Covea Finance Paris, France $3.17B AUM 35.01% 1-Year Est. Return
ACM
Argent Capital Management St Louis, Missouri $3.17B AUM 36.16% 1-Year Est. Return
CCM
Chilton Capital Management Houston, Texas $3.17B AUM 32.56% 1-Year Est. Return
PHAM
Pacific Heights Asset Management San Francisco, California $3.16B AUM 42.38% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return
BWC
Blue Whale Capital London, United Kingdom $3.15B AUM 142.97% 1-Year Est. Return
VF
Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 86% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.