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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARZ icon
76
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
$2.07M 0.32%
+35,959
New +$2.03M
BTAL icon
77
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
$2.06M 0.32%
120,578
+4,918
+4% +$88.2K
BMY icon
78
Bristol-Myers Squibb
BMY
$133B
$2.06M 0.32%
32,605
+2,366
+8% +$147K
PSX icon
79
Phillips 66
PSX
$84.9B
$2.05M 0.32%
25,138
+4,535
+22% +$356K
COP icon
80
ConocoPhillips
COP
$147B
$2.05M 0.32%
38,632
+19,839
+106% +$978K
GGG icon
81
Graco
GGG
$12.9B
$2.04M 0.32%
28,452
-213
-0.7% -$15.1K
SRNGU
82
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$2.03M 0.32%
+201,035
New +$2.09M
CRM icon
83
Salesforce
CRM
$151B
$2.03M 0.32%
9,584
+4,338
+83% +$966K
FXD icon
84
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$269M
$1.98M 0.31%
+34,040
New +$1.91M
FCG icon
85
First Trust Natural Gas ETF
FCG
$647M
$1.89M 0.29%
+147,118
New +$1.73M
ATER icon
86
Aterian
ATER
$4.45M
$1.88M 0.29%
+5,322
New +$2.05M
GRID
87
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$1.88M 0.29%
+21,790
New +$1.86M
GSLC icon
88
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$1.88M 0.29%
23,705
-3,308
-12% -$257K
FBND icon
89
Fidelity Total Bond ETF
FBND
$26.9B
$1.78M 0.28%
34,040
+1,643
+5% +$87.5K
IBM icon
90
IBM
IBM
$211B
$1.74M 0.27%
13,666
+11,334
+486% +$1.36M
FEX icon
91
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$1.74M 0.27%
21,693
-2,086
-9% -$162K
NVDA icon
92
NVIDIA
NVDA
$4.86T
$1.71M 0.27%
128,400
+2,360
+2% +$31.7K
XLK icon
93
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.71M 0.27%
25,744
+19,148
+290% +$1.26M
IBB icon
94
iShares Biotechnology ETF
IBB
$9.34B
$1.71M 0.27%
11,351
+5,641
+99% +$896K
SHOP icon
95
Shopify
SHOP
$152B
$1.71M 0.27%
15,430
+3,530
+30% +$427K
BRK.B icon
96
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.69M 0.26%
6,616
+4,708
+247% +$1.14M
SLYG icon
97
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$1.66M 0.26%
19,302
+112
+0.6% +$9.52K
RODM icon
98
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.62B
$1.66M 0.26%
55,715
+1,672
+3% +$48.7K
JPST icon
99
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.6M 0.25%
31,456
+8,013
+34% +$407K
FTA icon
100
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$1.58M 0.25%
24,786
-514
-2% -$30.7K
2 3
4
5 6

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.