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GIA
Gladstone Institutional Advisory Portfolio holdings
AUM
$3.16B
1-Year Est. Return
29.04%
This Fund
S&P 500
This Quarter
Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
(+20%)
Cap. Flow
+$38.4M
Cap. Flow
% of AUM
7.64%
Top 10 Holdings %
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$11.1M |
| 2 |
ARK Genomic Revolution ETF
ARKG
|
+$8.75M |
| 3 |
First Trust Capital Strength ETF
FTCS
|
+$5.11M |
| 4 |
WCLD
WisdomTree Cloud Computing Fund
WCLD
|
+$4.83M |
| 5 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$4.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$4.87M |
| 2 |
First Trust Preferred Securities and Income ETF
FPE
|
+$4.32M |
| 3 |
First Trust Senior Loan Fund ETF
FTSL
|
+$3.06M |
| 4 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$1.88M |
| 5 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$1.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 79.63% |
| 2 | Technology | 5.88% |
| 3 | Consumer Discretionary | 4.19% |
| 4 | Healthcare | 3.13% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.8B
| $1.53M | 0.3% |
54,043
-177
| -0.3% | -$4.81K |
|
77
iShares Core MSCI EAFE ETF
IEFA
$192B
| $1.51M | 0.3% |
21,899
-9,222
| -30% | -$596K |
|
78
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.82B
| $1.47M | 0.29% |
19,190
+548
| +3% | +$37.4K |
|
79
ExxonMobil
XOM
$672B
| $1.45M | 0.29% |
35,155
-10,181
| -22% | -$382K |
|
80
Phillips 66
PSX
$106B
| $1.44M | 0.29% |
20,603
-1,343
| -6% | -$78.8K |
|
81
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
| $1.39M | 0.28% |
25,300
-7,991
| -24% | -$413K |
|
82
Shopify
SHOP
$167B
| $1.35M | 0.27% |
11,900
-1,730
| -13% | -$182K |
|
83
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
| $1.32M | 0.26% |
42,194
+2,310
| +6% | +$73.1K |
|
84
NIO
NIO
$8.97B
| $1.32M | 0.26% |
27,122
+40
| +0.1% | +$1.55K |
|
85
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.04B
| $1.29M | 0.26% |
20,586
+1,959
| +11% | +$113K |
|
86
Mercado Libre
MELI
$93.3B
| $1.29M | 0.26% |
769
+332
| +76% | +$468K |
|
87
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.13B
| $1.28M | 0.26% |
47,223
+7,501
| +19% | +$201K |
|
88
Aurinia Pharmaceuticals
AUPH
$2.26B
| $1.27M | 0.25% |
91,750
+19,000
| +26% | +$277K |
|
89
Boeing
BA
$160B
| $1.26M | 0.25% |
5,901
+123
| +2% | +$23.6K |
|
90
iShares Future Exponential Technologies ETF
XT
$3.89B
| $1.25M | 0.25% |
21,817
-2,180
| -9% | -$115K |
|
91
Invesco FTSE RAFI US 1000 ETF
PRF
$9.93B
| $1.23M | 0.25% |
46,330
+2,505
| +6% | +$62.4K |
|
92
iShares Short Maturity Bond ETF
NEAR
$5.15B
| $1.21M | 0.24% |
24,119
+429
| +2% | +$21.5K |
|
93
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
| $1.19M | 0.24% |
23,443
-5,646
| -19% | -$287K |
|
94
Salesforce
CRM
$206B
| $1.17M | 0.23% |
5,246
+989
| +23% | +$241K |
|
95
PayPal
PYPL
$45.1B
| $1.15M | 0.23% |
4,915
-1,100
| -18% | -$228K |
|
96
Home Depot
HD
$302B
| $1.15M | 0.23% |
4,326
-975
| -18% | -$268K |
|
97
ARK Innovation ETF
ARKK
$6.41B
| $1.15M | 0.23% |
9,218
+454
| +5% | +$49.2K |
|
98
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.89B
| $1.15M | 0.23% |
+6,819
| New | +$1.11M |
|
99
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
| $1.11M | 0.22% |
22,389
+68
| +0.3% | +$3.16K |
|
100
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$618M
| $1.09M | 0.22% |
75,157
-5,760
| -7% | -$80.6K |
|
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review
As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
By sector, the portfolio is most concentrated in Miscellaneous at 80% of assets, up from 79% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.
- Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
- Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
- Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
- Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
- Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
- Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
- Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.
Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.