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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCIT icon
76
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.22M 0.29%
12,683
-2,386
-16% -$229K
JNJ icon
77
Johnson & Johnson
JNJ
$618B
$1.21M 0.29%
8,155
+176
+2% +$26K
GOOG icon
78
Alphabet (Google) Class C
GOOG
$4.36T
$1.2M 0.29%
16,320
+660
+4% +$50.4K
NEAR icon
79
iShares Short Maturity Bond ETF
NEAR
$4.83B
$1.19M 0.28%
23,690
-865
-4% -$43.3K
PYPL icon
80
PayPal
PYPL
$48.9B
$1.19M 0.28%
6,015
+3,948
+191% +$744K
XLU icon
81
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.18M 0.28%
+39,884
New +$1.18M
XT icon
82
iShares Future Exponential Technologies ETF
XT
$3.82B
$1.17M 0.28%
23,997
+1,390
+6% +$66.5K
PSX icon
83
Phillips 66
PSX
$84.9B
$1.14M 0.27%
21,946
-1,305
-6% -$79.6K
ARKG icon
84
ARK Genomic Revolution ETF
ARKG
$1.55B
$1.1M 0.26%
17,347
+12,488
+257% +$732K
VNLA icon
85
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
$1.1M 0.26%
21,888
+8,787
+67% +$443K
MUJ icon
86
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$1.1M 0.26%
80,917
+431
+0.5% +$6.03K
SLYG icon
87
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$1.1M 0.26%
18,642
-19,747
-51% -$1.18M
UPS icon
88
United Parcel Service
UPS
$88.6B
$1.1M 0.26%
6,586
+195
+3% +$28.4K
WCLD
89
WisdomTree Cloud Computing Fund
WCLD
$271M
$1.09M 0.26%
+25,515
New +$1.05M
AUPH icon
90
Aurinia Pharmaceuticals
AUPH
$1.91B
$1.07M 0.26%
72,750
+10,850
+18% +$157K
CRM icon
91
Salesforce
CRM
$151B
$1.07M 0.26%
4,257
+1,194
+39% +$261K
PZA icon
92
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$1.06M 0.25%
39,722
+5,015
+14% +$135K
DIA icon
93
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.04M 0.25%
3,734
+581
+18% +$159K
CELU icon
94
Celularity
CELU
$18.4M
$1.03M 0.25%
+9,783
New +$1.01M
MA icon
95
Mastercard
MA
$502B
$1.02M 0.24%
3,016
+373
+14% +$121K
IWM icon
96
iShares Russell 2000 ETF
IWM
$79.8B
$1.01M 0.24%
6,726
+825
+14% +$124K
PRF icon
97
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$997K 0.24%
43,825
-10,770
-20% -$246K
TDIV icon
98
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$977K 0.23%
22,321
+347
+2% +$15.2K
JSMD icon
99
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$963K 0.23%
18,627
+1,011
+6% +$51.7K
VZ icon
100
Verizon
VZ
$195B
$962K 0.23%
16,164
+269
+2% +$15.6K
2 3
4
5 6

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.