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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+19.29%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$5.58M
Cap. Flow
-$53.6M
Cap. Flow %
-13.65%
Top 10 Hldgs %
30.59%
Holding
308
New
40
Increased
61
Reduced
131
Closed
66

Top Buys

Rank Stock Value
1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$12.2M
2
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$9.01M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.37M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.48M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$5.22M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$15.3M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$7.55M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$6.09M
4
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$5.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.81M

Sector Composition

Rank Sector Weight
1 Technology 4.82%
2 Healthcare 4.19%
3 Consumer Discretionary 2.54%
4 Communication Services 2.36%
5 Energy 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRF icon
76
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$1.18M 0.3%
54,595
-9,845
-15% -$205K
JNJ icon
77
Johnson & Johnson
JNJ
$618B
$1.12M 0.29%
7,979
-2,600
-25% -$379K
NFLX icon
78
Netflix
NFLX
$299B
$1.12M 0.29%
24,650
+4,600
+23% +$196K
TSLA icon
79
Tesla
TSLA
$1.23T
$1.11M 0.28%
15,435
+4,005
+35% +$217K
GOOG icon
80
Alphabet (Google) Class C
GOOG
$4.36T
$1.11M 0.28%
15,660
+860
+6% +$58K
MUJ icon
81
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$1.08M 0.27%
80,486
-517
-0.6% -$6.64K
MRK icon
82
Merck
MRK
$322B
$1.01M 0.26%
13,743
-2,224
-14% -$167K
AUPH icon
83
Aurinia Pharmaceuticals
AUPH
$1.91B
$1.01M 0.26%
61,900
+6,998
+13% +$112K
XT icon
84
iShares Future Exponential Technologies ETF
XT
$3.82B
$1.01M 0.26%
22,607
-2,456
-10% -$101K
LQD icon
85
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$998K 0.25%
7,419
+2,593
+54% +$337K
COP icon
86
ConocoPhillips
COP
$147B
$991K 0.25%
23,589
-877
-4% -$35.5K
MINT icon
87
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$971K 0.25%
9,551
+1,300
+16% +$131K
BA icon
88
Boeing
BA
$171B
$938K 0.24%
5,117
+96
+2% +$14.8K
PZA icon
89
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$922K 0.23%
34,707
+6,503
+23% +$169K
TDIV icon
90
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$917K 0.23%
21,974
+153
+0.7% +$6.02K
DOCU
91
DocuSign
DOCU
$10.5B
$878K 0.22%
+5,101
New +$643K
VZ icon
92
Verizon
VZ
$195B
$876K 0.22%
15,895
-9,160
-37% -$515K
IWM icon
93
iShares Russell 2000 ETF
IWM
$79.8B
$845K 0.21%
5,901
-4,531
-43% -$595K
ILCG icon
94
iShares Morningstar Growth ETF
ILCG
$3.11B
$841K 0.21%
17,940
+635
+4% +$27.6K
JSMD icon
95
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$839K 0.21%
17,616
-363
-2% -$15.5K
VMBS icon
96
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$839K 0.21%
15,425
+9,557
+163% +$520K
IWD icon
97
iShares Russell 1000 Value ETF
IWD
$82.2B
$823K 0.21%
7,303
-217
-3% -$23.9K
DIA icon
98
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$813K 0.21%
3,153
+74
+2% +$18.2K
OKTA icon
99
Okta
OKTA
$24.7B
$807K 0.21%
+4,032
New +$685K
MA icon
100
Mastercard
MA
$502B
$782K 0.2%
2,643
-672
-20% -$189K
2 3
4
5 6

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q2 2020 Portfolio in Review

As of Q2 2020, Gladstone Institutional Advisory held 308 positions worth $393M, up 1.4% from $388M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory withdrew a net $53.6M in Q2 2020, closing 66 positions and reducing 131 holdings. Its most notable exit was First Trust Mid Cap Growth AlphaDEX Fund, an estimated $2.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Gladstone Institutional Advisory opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $1.87M.

  • Gladstone Institutional Advisory's largest Q2 2020 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 36,107 shares worth $1.87M.
  • Gladstone Institutional Advisory added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2020, an estimated $12.2M increase.
  • Gladstone Institutional Advisory's biggest Q2 2020 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $15.3M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Growth AlphaDEX Fund in Q2 2020, selling an estimated $2.64M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q2 2020.
  • Gladstone Institutional Advisory opened 40 new positions and closed 66 in Q2 2020.
  • Gladstone Institutional Advisory's portfolio value rose 1.4% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2020, filed 17 Aug 2020.