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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
51
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$3.54M 0.55%
43,118
-772
-2% -$59.5K
DIA icon
52
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.41M 0.53%
10,327
+5,247
+103% +$1.66M
MDYG icon
53
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$3.33M 0.52%
44,360
+1,758
+4% +$130K
BA icon
54
Boeing
BA
$171B
$3.04M 0.47%
11,928
+6,027
+102% +$1.34M
IWM icon
55
iShares Russell 2000 ETF
IWM
$79.8B
$2.98M 0.46%
13,482
+5,005
+59% +$1.09M
EMQQ icon
56
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$2.94M 0.46%
46,061
+131
+0.3% +$9.19K
XOM icon
57
ExxonMobil
XOM
$644B
$2.87M 0.45%
51,371
+16,216
+46% +$850K
TSLA icon
58
Tesla
TSLA
$1.23T
$2.86M 0.44%
12,831
+1,962
+18% +$493K
FMHI icon
59
First Trust Municipal High Income ETF
FMHI
$987M
$2.83M 0.44%
51,878
+213
+0.4% +$11.6K
JPM icon
60
JPMorgan Chase
JPM
$935B
$2.7M 0.42%
17,731
+13,381
+308% +$1.93M
BND icon
61
Vanguard Total Bond Market
BND
$157B
$2.61M 0.41%
30,847
+2,834
+10% +$244K
FNY icon
62
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$2.6M 0.4%
38,248
+752
+2% +$52.3K
QTEC icon
63
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$2.55M 0.4%
17,695
-3,580
-17% -$515K
MOAT icon
64
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$2.53M 0.39%
36,557
+4,602
+14% +$303K
BAC icon
65
Bank of America
BAC
$435B
$2.48M 0.38%
63,990
+41,489
+184% +$1.43M
GLD icon
66
SPDR Gold Trust
GLD
$131B
$2.46M 0.38%
15,386
-1,159
-7% -$195K
VEA icon
67
Vanguard FTSE Developed Markets ETF
VEA
$229B
$2.46M 0.38%
50,075
+10,484
+26% +$512K
JNJ icon
68
Johnson & Johnson
JNJ
$618B
$2.38M 0.37%
14,477
+3,828
+36% +$619K
V icon
69
Visa
V
$684B
$2.38M 0.37%
11,216
+3,150
+39% +$663K
MRK icon
70
Merck
MRK
$322B
$2.3M 0.36%
31,219
+17,612
+129% +$1.3M
PYPL icon
71
PayPal
PYPL
$48.9B
$2.21M 0.34%
9,091
+4,176
+85% +$1.05M
JMBS icon
72
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$2.19M 0.34%
41,178
+1,716
+4% +$91.6K
FBT icon
73
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$2.15M 0.33%
13,408
+6,589
+97% +$1.13M
GLTR icon
74
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.47B
$2.13M 0.33%
22,933
+659
+3% +$63K
VZ icon
75
Verizon
VZ
$195B
$2.09M 0.33%
35,952
+18,647
+108% +$1.05M
1 2
3
4 5

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.