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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
51
Vanguard Total Bond Market
BND
$157B
$2.47M 0.49%
28,013
+3,489
+14% +$307K
FNY icon
52
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$2.45M 0.49%
+37,496
New +$2.23M
BTAL icon
53
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
$2.21M 0.44%
115,660
+9,895
+9% +$207K
GLTR icon
54
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.47B
$2.2M 0.44%
22,274
+1,483
+7% +$141K
DIS icon
55
Walt Disney
DIS
$167B
$2.16M 0.43%
11,898
-20
-0.2% -$2.87K
JMBS icon
56
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$2.11M 0.42%
39,462
+2,499
+7% +$134K
GGG icon
57
Graco
GGG
$12.9B
$2.07M 0.41%
28,665
-57
-0.2% -$3.81K
GSLC icon
58
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$2.04M 0.41%
27,013
-5,271
-16% -$379K
MOAT icon
59
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$1.98M 0.39%
31,955
+3,214
+11% +$189K
IMCG icon
60
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$1.97M 0.39%
+30,852
New +$1.82M
BMY icon
61
Bristol-Myers Squibb
BMY
$133B
$1.88M 0.37%
30,239
-9,025
-23% -$555K
VEA icon
62
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1.87M 0.37%
39,591
+28,719
+264% +$1.26M
META icon
63
Meta Platforms (Facebook)
META
$1.42T
$1.86M 0.37%
6,812
-537
-7% -$147K
QQQ icon
64
Invesco QQQ Trust
QQQ
$453B
$1.85M 0.37%
5,900
+2,470
+72% +$725K
V icon
65
Visa
V
$684B
$1.76M 0.35%
8,066
-763
-9% -$156K
FBND icon
66
Fidelity Total Bond ETF
FBND
$26.9B
$1.76M 0.35%
32,397
+739
+2% +$40.3K
FEX icon
67
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$1.75M 0.35%
23,779
-5,888
-20% -$406K
FDVV icon
68
Fidelity High Dividend ETF
FDVV
$10.1B
$1.74M 0.35%
54,251
-11,951
-18% -$358K
LQD icon
69
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.72M 0.34%
12,476
+3,451
+38% +$470K
JNJ icon
70
Johnson & Johnson
JNJ
$618B
$1.68M 0.33%
10,649
+2,494
+31% +$368K
IWM icon
71
iShares Russell 2000 ETF
IWM
$79.8B
$1.66M 0.33%
8,477
+1,751
+26% +$306K
UPS icon
72
United Parcel Service
UPS
$88.6B
$1.66M 0.33%
9,843
+3,257
+49% +$550K
GOOGL icon
73
Alphabet (Google) Class A
GOOGL
$4.36T
$1.65M 0.33%
18,840
-2,800
-13% -$236K
NVDA icon
74
NVIDIA
NVDA
$4.86T
$1.65M 0.33%
126,040
-5,960
-5% -$79.8K
DIA icon
75
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.55M 0.31%
5,080
+1,346
+36% +$392K
1 2
3
4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.