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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
51
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$1.77M 0.42%
32,705
+17,280
+112% +$939K
FTC icon
52
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$1.77M 0.42%
21,058
-3,141
-13% -$258K
V icon
53
Visa
V
$684B
$1.77M 0.42%
8,829
-1,019
-10% -$204K
GGG icon
54
Graco
GGG
$12.9B
$1.76M 0.42%
28,722
-200
-0.7% -$11.2K
FBND icon
55
Fidelity Total Bond ETF
FBND
$26.9B
$1.73M 0.41%
31,658
+2,832
+10% +$155K
LMBS icon
56
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.65M 0.39%
31,839
-4,268
-12% -$221K
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$4.36T
$1.59M 0.38%
21,640
+3,720
+21% +$283K
MOAT icon
58
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$1.57M 0.37%
28,741
-658
-2% -$36K
XOM icon
59
ExxonMobil
XOM
$644B
$1.56M 0.37%
45,336
+4,687
+12% +$192K
FTA icon
60
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$1.55M 0.37%
33,291
-146,217
-81% -$6.89M
TSLA icon
61
Tesla
TSLA
$1.23T
$1.52M 0.36%
10,653
-4,782
-31% -$565K
DIS icon
62
Walt Disney
DIS
$167B
$1.48M 0.35%
11,918
-431
-3% -$53.9K
JPST icon
63
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.48M 0.35%
29,089
+4,042
+16% +$205K
HD icon
64
Home Depot
HD
$331B
$1.47M 0.35%
5,301
-297
-5% -$80.4K
QQEW icon
65
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$1.43M 0.34%
16,567
-4,970
-23% -$421K
MRK icon
66
Merck
MRK
$322B
$1.42M 0.34%
17,948
+4,205
+31% +$329K
RODM icon
67
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.62B
$1.4M 0.34%
54,220
+3,814
+8% +$98.6K
SHOP icon
68
Shopify
SHOP
$152B
$1.39M 0.33%
13,630
+110
+0.8% +$10.9K
SKYY icon
69
First Trust Cloud Computing ETF
SKYY
$2.92B
$1.34M 0.32%
17,131
+11,603
+210% +$901K
QCLN icon
70
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$603M
$1.33M 0.32%
+30,053
New +$1.15M
FDN icon
71
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$1.28M 0.31%
6,825
-14,842
-69% -$2.74M
NFLX icon
72
Netflix
NFLX
$299B
$1.27M 0.3%
25,380
+730
+3% +$36.3K
QTEC icon
73
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$1.25M 0.3%
10,685
-19,441
-65% -$2.24M
IJR icon
74
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.25M 0.3%
17,820
-1,378
-7% -$98.8K
LQD icon
75
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.22M 0.29%
9,025
+1,606
+22% +$219K
1 2
3
4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.