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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
51
Bristol-Myers Squibb
BMY
$133B
$1.84M 0.47%
+36,219
New +$1.7M
IUSG icon
52
iShares Core S&P US Growth ETF
IUSG
$31.7B
$1.81M 0.46%
28,862
-1,162
-4% -$73.5K
QTEC icon
53
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$1.58M 0.4%
18,028
-1,106
-6% -$96.8K
IWF icon
54
iShares Russell 1000 Growth ETF
IWF
$121B
$1.47M 0.37%
36,804
+14,112
+62% +$566K
COP icon
55
ConocoPhillips
COP
$147B
$1.47M 0.37%
+25,751
New +$1.47M
VZ icon
56
Verizon
VZ
$195B
$1.46M 0.37%
24,258
+1,106
+5% +$63.7K
IWM icon
57
iShares Russell 2000 ETF
IWM
$79.8B
$1.46M 0.37%
9,627
+3,767
+64% +$575K
IUSV icon
58
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.42M 0.36%
24,563
-928
-4% -$52.8K
RODM icon
59
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.62B
$1.38M 0.35%
49,553
-3,623
-7% -$100K
GGG icon
60
Graco
GGG
$12.9B
$1.34M 0.34%
29,192
-267
-0.9% -$12.6K
QUAL icon
61
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$1.34M 0.34%
+14,505
New +$1.33M
SCHM icon
62
Schwab US Mid-Cap ETF
SCHM
$14.5B
$1.33M 0.34%
70,419
-5,298
-7% -$100K
FBND icon
63
Fidelity Total Bond ETF
FBND
$26.9B
$1.3M 0.33%
25,104
-1,004
-4% -$51.7K
FTSL icon
64
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.25M 0.32%
26,421
-4,164
-14% -$197K
SCHZ icon
65
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.23M 0.31%
45,758
-8,124
-15% -$217K
FVD icon
66
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.23M 0.31%
35,242
+12,296
+54% +$419K
IJR icon
67
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.18M 0.3%
15,158
+1,157
+8% +$89.6K
MUJ icon
68
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$1.17M 0.3%
+81,890
New +$1.17M
FPX icon
69
First Trust US Equity Opportunities ETF
FPX
$1.47B
$1.11M 0.28%
+14,592
New +$1.15M
MOAT icon
70
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$1.09M 0.28%
21,779
-627
-3% -$30.7K
T icon
71
AT&T
T
$159B
$1.09M 0.28%
38,162
-329
-0.9% -$8.72K
RDIV icon
72
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$1.06M 0.27%
28,085
+1,511
+6% +$55.7K
JMBS icon
73
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$1.04M 0.27%
19,892
+5,703
+40% +$298K
VOT icon
74
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$1.04M 0.27%
7,039
-333
-5% -$49.9K
FXL icon
75
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$1.04M 0.27%
16,001
+1,027
+7% +$69.2K
1 2
3
4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.