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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.54B
AUM Growth
-$96.2M
Cap. Flow
-$33.1M
Cap. Flow %
-2.15%
Top 10 Hldgs %
22.35%
Holding
685
New
58
Increased
270
Reduced
261
Closed
66

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$27.2M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$11M
3
RECS icon
Columbia Research Enhanced Core ETF
RECS
+$10M
4
BUFQ icon
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
+$8.18M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$6.74M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.2M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$15M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.58M
4
ITB icon
iShares US Home Construction ETF
ITB
+$8.23M
5
TOL icon
Toll Brothers
TOL
+$8.16M

Sector Composition

Rank Sector Weight
1 Technology 9.66%
2 Healthcare 4.1%
3 Consumer Discretionary 4.04%
4 Financials 3.88%
5 Industrials 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCOR icon
626
Core Alternative Capital
CCOR
$27.8M
– –
-89,149
Closed -$2.49M
CFO icon
627
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$417M
– –
-4,336
Closed -$267K
CME icon
628
CME Group
CME
$96.3B
– –
-1,387
Closed -$257K
COIN icon
629
Coinbase
COIN
$38.6B
– –
-5,038
Closed -$360K
DEO icon
630
Diageo
DEO
$49B
– –
-1,795
Closed -$311K
DG icon
631
Dollar General
DG
$28B
– –
-1,280
Closed -$217K
DOCU
632
DocuSign
DOCU
$10.5B
– –
-6,359
Closed -$325K
EL icon
633
Estee Lauder
EL
$30.4B
– –
-1,153
Closed -$226K
EMQQ icon
634
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
– –
-90,987
Closed -$2.67M
ESGU icon
635
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
– –
-8,066
Closed -$786K
FEP icon
636
First Trust Europe AlphaDEX Fund
FEP
$526M
– –
-7,677
Closed -$264K
FV icon
637
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
– –
-23,555
Closed -$1.1M
FXZ icon
638
First Trust Materials AlphaDEX Fund
FXZ
$368M
– –
-3,729
Closed -$239K
GOAU icon
639
US Global GO Gold and Precious Metal Miners ETF
GOAU
$161M
– –
-27,255
Closed -$449K
GPC icon
640
Genuine Parts
GPC
$17.1B
– –
-1,356
Closed -$229K
HCA icon
641
HCA Healthcare
HCA
$87.2B
– –
-739
Closed -$224K
HTEC icon
642
ROBO Global Healthcare Technology and Innovation ETF
HTEC
$76M
– –
-7,418
Closed -$223K
HYLB icon
643
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
– –
-52,191
Closed -$1.8M
HYMB icon
644
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
– –
-9,909
Closed -$248K
IGM icon
645
iShares Expanded Tech Sector ETF
IGM
$10B
– –
-66,912
Closed -$4.38M
IGV icon
646
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
– –
-99,895
Closed -$6.91M
ITB icon
647
iShares US Home Construction ETF
ITB
$2.26B
– –
-96,319
Closed -$8.23M
IYM icon
648
iShares US Basic Materials ETF
IYM
$1.12B
– –
-24,284
Closed -$3.23M
KLAC icon
649
KLA
KLAC
$239B
– –
-9,590
Closed -$465K
LEGR icon
650
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$131M
– –
-9,522
Closed -$366K
24 25
26
27 28

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Gladstone Institutional Advisory held 685 positions worth $1.54B, down 5.9% from $1.64B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory's Q3 2023 filing shows 58 new, 270 increased, 261 reduced and 66 closed positions. Its largest new stake was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M. The largest sale was State Street Technology Select Sector SPDR ETF, an estimated $19.2M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Gladstone Institutional Advisory's largest Q3 2023 buy was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M.
  • Gladstone Institutional Advisory added most to Pacer US Cash Cows 100 ETF in Q3 2023, an estimated $11M increase.
  • Gladstone Institutional Advisory's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $19.2M.
  • Gladstone Institutional Advisory fully exited iShares US Home Construction ETF in Q3 2023, selling an estimated $8.23M.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2023.
  • Gladstone Institutional Advisory opened 58 new positions and closed 66 in Q3 2023.
  • Gladstone Institutional Advisory's portfolio value fell 5.9% quarter-over-quarter to $1.54B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2023, filed 13 Nov 2023.