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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XME icon
601
State Street SPDR S&P Metals & Mining ETF
XME
$3.87B
– –
-4,669
Closed -$201K
BSCO
602
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-52,765
Closed -$1.17M
FSR
603
DELISTED
Fisker Inc.
FSR
– –
-16,237
Closed -$313K
KMF
604
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-10,900
Closed -$83K
EGLX
605
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
– –
-12,000
Closed -$71K
DS
606
DELISTED
Drive Shack Inc.
DS
– –
-26,950
Closed -$89K
CLVS
607
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-22,000
Closed -$128K
POLY
608
DELISTED
Plantronics, Inc.
POLY
– –
-4,953
Closed -$207K
APR
609
DELISTED
Apria, Inc. Common Stock
APR
– –
-76,590
Closed -$2.15M
TRIT
610
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-15,627
Closed -$109K
TRIL
611
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-23,542
Closed -$228K
SRNGW
612
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-47,696
Closed -$157K
SRNG
613
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-289,250
Closed -$2.88M
SRNGU
614
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-37,399
Closed -$396K
ALXN
615
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-4,248
Closed -$780K
ATVI
616
DELISTED
Activision Blizzard
ATVI
– –
-6,507
Closed -$621K
21 22 23 24
25

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.