GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
1-Year Return 19.58%
This Quarter Return
+7.78%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$1.29B
AUM Growth
+$267M
Cap. Flow
+$211M
Cap. Flow %
16.32%
Top 10 Hldgs %
17.26%
Holding
649
New
105
Increased
320
Reduced
156
Closed
53

Top Buys

1
SPYG icon
SPDR Portfolio S&P 500 Growth ETF
SPYG
$19M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$13.4M
3
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$8.71M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$4.59M
5
VGT icon
Vanguard Information Technology ETF
VGT
$4.36M

Top Sells

1
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
$2.56M
2
DNA icon
Ginkgo Bioworks
DNA
$2.32M
3
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$2.26M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$1.77M
5
QQEW icon
First Trust NASDAQ-100 Equal Weighted Index Fund
QQEW
$1.56M

Sector Composition

1 Technology 11.14%
2 Healthcare 6.09%
3 Consumer Discretionary 5.65%
4 Financials 4.91%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EXG icon
576
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$128K 0.01%
12,010
– –
DNA icon
577
Ginkgo Bioworks
DNA
$660M
$118K 0.01%
356
-7,013
-95% -$2.32M
IHIT
578
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$112K 0.01%
12,000
– –
ALTO icon
579
Alto Ingredients
ALTO
$90.6M
$111K 0.01%
23,000
-19,678
-46% -$95K
XERS icon
580
Xeris Biopharma Holdings
XERS
$1.27B
$104K 0.01%
35,500
-18,000
-34% -$52.7K
NLY icon
581
Annaly Capital Management
NLY
$14.2B
$97K 0.01%
3,107
+393
+14% +$12.3K
DM
582
DELISTED
Desktop Metal, Inc.
DM
$96K 0.01%
1,936
+281
+17% +$13.9K
ACB
583
Aurora Cannabis
ACB
$276M
$92K 0.01%
1,709
+42
+3% +$2.26K
PHK
584
PIMCO High Income Fund
PHK
$857M
$76K 0.01%
12,313
-50
-0.4% -$309
NML
585
Neuberger Berman Energy Infrastructure and Income Fund
NML
$488M
$74K 0.01%
14,056
+806
+6% +$4.24K
SIRI icon
586
SiriusXM
SIRI
$8.1B
$68K 0.01%
1,069
– –
SACH
587
Sachem Capital Corp
SACH
$59.7M
$61K ﹤0.01%
10,450
+212
+2% +$1.24K
OPK icon
588
Opko Health
OPK
$1.07B
$56K ﹤0.01%
11,622
+500
+4% +$2.41K
QUIK icon
589
QuickLogic
QUIK
$84.4M
$55K ﹤0.01%
10,837
-499
-4% -$2.53K
OWLT icon
590
Owlet
OWLT
$120M
$50K ﹤0.01%
1,329
-928
-41% -$34.9K
SVRA icon
591
Savara
SVRA
$643M
$17K ﹤0.01%
14,000
– –
ZOM
592
DELISTED
Zomedica Corp.
ZOM
$17K ﹤0.01%
55,058
+1,526
+3% +$471
GSAT icon
593
Globalstar
GSAT
$3.96B
$12K ﹤0.01%
667
– –
ALGN icon
594
Align Technology
ALGN
$10.1B
– –
-1,710
Closed -$1.14M
APPS icon
595
Digital Turbine
APPS
$483M
– –
-3,247
Closed -$223K
ARKQ icon
596
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.3B
– –
-2,642
Closed -$206K
ATER icon
597
Aterian
ATER
$9.76M
– –
-895
Closed -$116K
SNAP icon
598
Snap
SNAP
$12.4B
– –
-6,536
Closed -$483K
AXON icon
599
Axon Enterprise
AXON
$57.2B
– –
-1,330
Closed -$233K
BGFV icon
600
Big 5 Sporting Goods
BGFV
$32.8M
– –
-16,197
Closed -$373K
22 23
24
25 26