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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$267M
Cap. Flow
+$204M
Cap. Flow %
15.83%
Top 10 Hldgs %
17.26%
Holding
647
New
105
Increased
320
Reduced
156
Closed
53

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$18.3M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$12.9M
3
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$8.64M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.43M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$4.18M

Top Sells

Rank Stock Value
1
DNA icon
Ginkgo Bioworks
DNA
+$3.33M
2
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$2.5M
3
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.27M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.76M
5
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 11.14%
2 Healthcare 6.09%
3 Consumer Discretionary 5.65%
4 Financials 4.91%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
576
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$128K 0.01%
12,010
– –
DNA icon
577
Ginkgo Bioworks
DNA
$528M
$118K 0.01%
356
-7,013
-95% -$3.33M
IHIT
578
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$112K 0.01%
12,000
– –
ALTO icon
579
Alto Ingredients
ALTO
$369M
$111K 0.01%
23,000
-19,678
-46% -$103K
XERS icon
580
Xeris Biopharma Holdings
XERS
$1.39B
$104K 0.01%
35,500
-18,000
-34% -$38.9K
NLY icon
581
Annaly Capital Management
NLY
$17.1B
$97K 0.01%
3,107
+393
+14% +$13.2K
DM
582
DELISTED
Desktop Metal, Inc.
DM
$96K 0.01%
1,936
+281
+17% +$18.9K
ACB
583
Aurora Cannabis
ACB
$173M
$92K 0.01%
1,709
+42
+3% +$2.83K
PHK
584
PIMCO High Income Fund
PHK
$867M
$76K 0.01%
12,313
-50
-0.4% -$312
NML
585
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$74K 0.01%
14,056
+806
+6% +$4.23K
SIRI icon
586
SiriusXM
SIRI
$9.98B
$68K 0.01%
1,069
– –
SACH
587
Sachem Capital Corp
SACH
$39.1M
$61K ﹤0.01%
10,450
+212
+2% +$1.22K
OPK icon
588
Opko Health
OPK
$985M
$56K ﹤0.01%
11,622
+500
+4% +$2.02K
QUIK icon
589
QuickLogic
QUIK
$232M
$55K ﹤0.01%
10,837
-499
-4% -$2.91K
OWLT icon
590
Owlet
OWLT
$149M
$50K ﹤0.01%
1,329
-928
-41% -$49.5K
SVRA icon
591
Savara
SVRA
$1.12B
$17K ﹤0.01%
14,000
– –
ZOM
592
DELISTED
Zomedica Corp.
ZOM
$17K ﹤0.01%
55,058
+1,526
+3% +$687
GSAT icon
593
Globalstar
GSAT
$10.7B
$12K ﹤0.01%
667
– –
ALGN icon
594
Align Technology
ALGN
$12.1B
– –
-1,710
Closed -$1.14M
APPS icon
595
Digital Turbine
APPS
$975M
– –
-3,247
Closed -$223K
ARKQ icon
596
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.89B
– –
-2,642
Closed -$206K
ATER icon
597
Aterian
ATER
$4.45M
– –
-895
Closed -$116K
AXON
598
Axon Enterprise
AXON
$42.5B
– –
-1,330
Closed -$233K
BGFV
599
DELISTED
Big 5 Sporting Goods
BGFV
– –
-16,197
Closed -$373K
BIIB icon
600
Biogen
BIIB
$30B
– –
-1,295
Closed -$366K
22 23
24
25 26

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q4 2021 Portfolio in Review

As of Q4 2021, Gladstone Institutional Advisory held 647 positions worth $1.29B, up 26% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Gladstone Institutional Advisory deployed $204M of net new capital in Q4 2021, opening 105 new positions and adding to 320 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 262,493 shares worth $19M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Ginkgo Bioworks, an estimated $3.33M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2021 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 262,493 shares worth $19M.
  • Gladstone Institutional Advisory added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q4 2021, an estimated $12.9M increase.
  • Gladstone Institutional Advisory's biggest Q4 2021 reduction was Ginkgo Bioworks, cutting an estimated $3.33M.
  • Gladstone Institutional Advisory fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2021, selling an estimated $1.55M.
  • Gladstone Institutional Advisory's ten largest holdings make up 17% of its $1.29B portfolio in Q4 2021.
  • Gladstone Institutional Advisory opened 105 new positions and closed 53 in Q4 2021.
  • Gladstone Institutional Advisory's portfolio value rose 26% quarter-over-quarter to $1.29B.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2021, filed 11 Feb 2022.