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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
551
Chipotle Mexican Grill
CMG
$47.2B
– –
-7,750
Closed -$240K
CSQ icon
552
Calamos Strategic Total Return Fund
CSQ
$3.23B
– –
-29,030
Closed -$528K
CWB icon
553
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-6,841
Closed -$593K
DBEF icon
554
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
– –
-5,402
Closed -$203K
DELL icon
555
Dell
DELL
$262B
– –
-6,187
Closed -$313K
ENB icon
556
Enbridge
ENB
$119B
– –
-6,116
Closed -$245K
ET icon
557
Energy Transfer Partners
ET
$70.1B
– –
-34,187
Closed -$363K
ETJ
558
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
– –
-52,471
Closed -$604K
ETW
559
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
– –
-37,450
Closed -$408K
EW icon
560
Edwards Lifesciences
EW
$49.6B
– –
-2,338
Closed -$242K
EXAS
561
DELISTED
Exact Sciences
EXAS
– –
-1,629
Closed -$203K
FCX icon
562
Freeport-McMoran
FCX
$90B
– –
-9,685
Closed -$359K
FOXA icon
563
Fox Class A
FOXA
$24.5B
– –
-22,049
Closed -$819K
FTXR icon
564
First Trust Nasdaq Transportation ETF
FTXR
$1.07B
– –
-73,613
Closed -$2.5M
FXO icon
565
First Trust Financials AlphaDEX Fund
FXO
$1.13B
– –
-51,449
Closed -$2.25M
FXR icon
566
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
– –
-43,377
Closed -$2.56M
GEN icon
567
Gen Digital
GEN
$16.4B
– –
-10,460
Closed -$285K
GM icon
568
General Motors
GM
$80.4B
– –
-3,855
Closed -$228K
GPC icon
569
Genuine Parts
GPC
$17.1B
– –
-3,477
Closed -$440K
HL icon
570
Hecla Mining
HL
$9.47B
– –
-18,533
Closed -$138K
IEV icon
571
iShares Europe ETF
IEV
$1.67B
– –
-10,998
Closed -$586K
IWC icon
572
iShares Micro-Cap ETF
IWC
$1.44B
– –
-2,127
Closed -$325K
KHC icon
573
Kraft Heinz
KHC
$30.7B
– –
-16,129
Closed -$658K
KMI icon
574
Kinder Morgan
KMI
$71.7B
– –
-14,875
Closed -$271K
LOGI icon
575
Logitech
LOGI
$14.7B
– –
-2,286
Closed -$276K
21 22
23
24 25

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.