We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
526
Invesco Senior Income Trust
VVR
$457M
$102K 0.01%
22,900
+6,900
+43% +$30K
FIV
527
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$96K 0.01%
10,000
-1,000
-9% -$9.56K
NLY icon
528
Annaly Capital Management
NLY
$17.1B
$91K 0.01%
+2,714
New +$93.4K
PHK
529
PIMCO High Income Fund
PHK
$867M
$78K 0.01%
12,363
-315
-2% -$2.13K
BGIO
530
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$70K 0.01%
13,500
-5,000
-27% -$35.9K
NML
531
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$65K 0.01%
13,250
+24
+0.2% +$115
SIRI icon
532
SiriusXM
SIRI
$9.98B
$65K 0.01%
+1,069
New +$67.2K
QUIK icon
533
QuickLogic
QUIK
$232M
$61K 0.01%
11,336
-975
-8% -$5.54K
CHRN
534
ChronoScale Holdings
CHRN
$3.2B
$56K 0.01%
811
– –
SACH
535
Sachem Capital Corp
SACH
$39.1M
$56K 0.01%
10,238
+238
+2% +$1.21K
OPK icon
536
Opko Health
OPK
$985M
$41K ﹤0.01%
11,122
– –
FBIO icon
537
Fortress Biotech
FBIO
$104M
$35K ﹤0.01%
729
– –
ZOM
538
DELISTED
Zomedica Corp.
ZOM
$28K ﹤0.01%
53,532
+1,268
+2% +$748
SLACW
539
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$22K ﹤0.01%
27,020
-250
-0.9% -$241
SVRA icon
540
Savara
SVRA
$1.12B
$19K ﹤0.01%
+14,000
New +$18.9K
GSAT icon
541
Globalstar
GSAT
$10.7B
$17K ﹤0.01%
+667
New +$16.4K
AES icon
542
AES
AES
$10.5B
– –
-14,288
Closed -$372K
AIG icon
543
American International
AIG
$41.7B
– –
-17,572
Closed -$836K
BGY icon
544
BlackRock Enhanced International Dividend Trust
BGY
$524M
– –
-41,550
Closed -$272K
BIDU icon
545
Baidu
BIDU
$37.7B
– –
-1,465
Closed -$299K
BNTX icon
546
BioNTech
BNTX
$22.9B
– –
-1,547
Closed -$346K
BOE icon
547
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-14,624
Closed -$184K
CCI icon
548
Crown Castle
CCI
$33.3B
– –
-1,060
Closed -$207K
CHIQ icon
549
Global X MSCI China Consumer Discretionary ETF
CHIQ
$133M
– –
-10,368
Closed -$367K
CIFR icon
550
Cipher Digital
CIFR
$9.13B
– –
-25,115
Closed -$250K
20 21
22
23 24

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.