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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTO icon
501
Alto Ingredients
ALTO
$369M
$211K 0.02%
42,678
-11,000
-20% -$55.4K
ARKQ icon
502
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.89B
$206K 0.02%
2,642
+73
+3% +$5.97K
HYD icon
503
VanEck High Yield Muni ETF
HYD
$4.43B
$206K 0.02%
3,303
-620
-16% -$39.3K
QUS icon
504
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.53B
$205K 0.02%
+1,722
New +$212K
RDFN
505
DELISTED
Redfin
RDFN
$204K 0.02%
4,065
+415
+11% +$22.4K
SLB icon
506
SLB Ltd
SLB
$73.6B
$204K 0.02%
6,870
-19,068
-74% -$546K
JHMM icon
507
John Hancock Multifactor Mid Cap ETF
JHMM
$5.92B
$203K 0.02%
3,923
– –
ETN icon
508
Eaton
ETN
$161B
$202K 0.02%
+1,352
New +$216K
JNK icon
509
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$202K 0.02%
+1,845
New +$202K
SMOG icon
510
VanEck Low Carbon Energy ETF
SMOG
$129M
$202K 0.02%
1,353
-12
-0.9% -$1.89K
NAC icon
511
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$198K 0.02%
+12,625
New +$201K
OWLT icon
512
Owlet
OWLT
$149M
$177K 0.02%
2,257
-2,779
-55% -$311K
DNA.WS
513
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$165K 0.02%
+48,776
New +$174K
CLLS
514
Cellectis
CLLS
$277M
$161K 0.02%
12,775
+1,134
+10% +$15.7K
VTA
515
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$161K 0.02%
13,754
+19
+0.1% +$222
XERS icon
516
Xeris Biopharma Holdings
XERS
$1.39B
$131K 0.01%
53,500
+5,000
+10% +$14.5K
BFX
517
DELISTED
BowFlex Inc.
BFX
$130K 0.01%
14,000
-15,000
-52% -$193K
SDC
518
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$125K 0.01%
23,513
+5,779
+33% +$35.9K
EXG icon
519
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$120K 0.01%
12,010
-38,800
-76% -$404K
DM
520
DELISTED
Desktop Metal, Inc.
DM
$119K 0.01%
1,655
+605
+58% +$52.5K
IHIT
521
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$117K 0.01%
12,000
-800
-6% -$7.85K
ATER icon
522
Aterian
ATER
$4.45M
$116K 0.01%
895
-4,743
-84% -$526K
ACB
523
Aurora Cannabis
ACB
$173M
$115K 0.01%
+1,667
New +$118K
EDU icon
524
New Oriental
EDU
$9.37B
$107K 0.01%
+5,200
New +$165K
NNDM
525
Nano Dimension
NNDM
$316M
$102K 0.01%
18,000
-7,200
-29% -$45.3K
19 20
21
22 23

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.