GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
1-Year Return 19.58%
This Quarter Return
+0.13%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$200M
Cap. Flow %
19.51%
Top 10 Hldgs %
17.88%
Holding
620
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

1
MSFT icon
Microsoft
MSFT
$6.76M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.49M
3
AAPL icon
Apple
AAPL
$5.68M
4
META icon
Meta Platforms (Facebook)
META
$4.66M
5
AMZN icon
Amazon
AMZN
$4.63M

Top Sells

1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
$2.88M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$2.56M
3
ARKG icon
ARK Genomic Revolution ETF
ARKG
$2.54M
4
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
$2.5M
5
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$2.47M

Sector Composition

1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALTO icon
501
Alto Ingredients
ALTO
$90.6M
$211K 0.02%
42,678
-11,000
-20% -$54.4K
ARKQ icon
502
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.3B
$206K 0.02%
2,642
+73
+3% +$5.69K
HYD icon
503
VanEck High Yield Muni ETF
HYD
$3.33B
$206K 0.02%
3,303
-620
-16% -$38.7K
QUS icon
504
SPDR MSCI USA StrategicFactors ETF
QUS
$1.56B
$205K 0.02%
+1,722
New +$205K
RDFN
505
DELISTED
Redfin
RDFN
$204K 0.02%
4,065
+415
+11% +$20.8K
SLB icon
506
Schlumberger
SLB
$53.4B
$204K 0.02%
6,870
-19,068
-74% -$566K
JHMM icon
507
John Hancock Multifactor Mid Cap ETF
JHMM
$4.35B
$203K 0.02%
3,923
– –
ETN icon
508
Eaton
ETN
$136B
$202K 0.02%
+1,352
New +$202K
JNK icon
509
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$202K 0.02%
+1,845
New +$202K
SMOG icon
510
VanEck Low Carbon Energy ETF
SMOG
$126M
$202K 0.02%
1,353
-12
-0.9% -$1.79K
NAC icon
511
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
$198K 0.02%
+12,625
New +$198K
OWLT icon
512
Owlet
OWLT
$120M
$177K 0.02%
2,257
-2,779
-55% -$218K
DNA.WS
513
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$165K 0.02%
+48,776
New +$165K
CLLS
514
Cellectis
CLLS
$269M
$161K 0.02%
12,775
+1,134
+10% +$14.3K
VTA
515
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$161K 0.02%
13,754
+19
+0.1% +$222
XERS icon
516
Xeris Biopharma Holdings
XERS
$1.27B
$131K 0.01%
53,500
+5,000
+10% +$12.2K
BFX
517
DELISTED
BowFlex Inc.
BFX
$130K 0.01%
14,000
-15,000
-52% -$139K
SDC
518
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$125K 0.01%
23,513
+5,779
+33% +$30.7K
EXG icon
519
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$120K 0.01%
12,010
-38,800
-76% -$388K
DM
520
DELISTED
Desktop Metal, Inc.
DM
$119K 0.01%
1,655
+605
+58% +$43.5K
IHIT
521
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$117K 0.01%
12,000
-800
-6% -$7.8K
ATER icon
522
Aterian
ATER
$9.76M
$116K 0.01%
895
-4,743
-84% -$615K
ACB
523
Aurora Cannabis
ACB
$276M
$115K 0.01%
+1,667
New +$115K
EDU icon
524
New Oriental
EDU
$7.98B
$107K 0.01%
+5,200
New +$107K
NNDM
525
Nano Dimension
NNDM
$293M
$102K 0.01%
18,000
-7,200
-29% -$40.8K
19 20
21
22 23