GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
This Quarter Return
+6.81%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$842M
AUM Growth
+$842M
Cap. Flow
+$149M
Cap. Flow %
17.71%
Top 10 Hldgs %
18.12%
Holding
558
New
144
Increased
241
Reduced
108
Closed
43

Top Buys

1
DEED icon
First Trust Securitized Plus ETF
DEED
$14.1M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
$8.29M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
$6.41M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$5.83M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$5.55M

Top Sells

1
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
$15.3M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$4.87M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$4.7M
4
IAU icon
iShares Gold Trust
IAU
$3.56M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
$3.49M

Sector Composition

1 Technology 8.28%
2 Consumer Discretionary 5.25%
3 Healthcare 4.76%
4 Financials 4.49%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DS
501
DELISTED
Drive Shack Inc.
DS
$89K 0.01%
+26,950
New +$89K
PHK
502
PIMCO High Income Fund
PHK
$847M
$87K 0.01%
12,678
-6,999
-36% -$48K
KMF
503
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$83K 0.01%
10,900
– –
VVR icon
504
Invesco Senior Income Trust
VVR
$556M
$71K 0.01%
16,000
– –
EGLX
505
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
$71K 0.01%
+12,000
New +$71K
EKSO icon
506
Ekso Bionics
EKSO
$11M
$67K 0.01%
+12,170
New +$67K
NML
507
Neuberger Berman Energy Infrastructure and Income Fund
NML
$486M
$66K 0.01%
13,226
+21
+0.2% +$105
WATT icon
508
Energous
WATT
$10.4M
$60K 0.01%
20,736
-1,402
-6% -$3.43K
SACH
509
Sachem Capital Corp
SACH
$60.1M
$54K 0.01%
+10,000
New +$54K
OPK icon
510
Opko Health
OPK
$1.1B
$45K 0.01%
11,122
– –
ZOM
511
DELISTED
Zomedica Corp.
ZOM
$44K 0.01%
+52,264
New +$44K
SDOT icon
512
Sadot Group
SDOT
$9.09M
$42K 0.01%
+30,000
New +$42K
FBIO icon
513
Fortress Biotech
FBIO
$87.8M
$39K ﹤0.01%
10,940
– –
SLACW
514
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$30K ﹤0.01%
+27,270
New +$30K
SNDL icon
515
Sundial Growers
SNDL
$649M
$20K ﹤0.01%
+21,046
New +$20K
FSKR
516
DELISTED
FS KKR Capital Corp. II
FSKR
– –
-19,297
Closed -$377K
DSE
517
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-12,625
Closed -$93K
WORK
518
DELISTED
Slack Technologies, Inc.
WORK
– –
-7,699
Closed -$313K
SNR
519
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-28,625
Closed -$178K
BSJL
520
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
– –
-17,479
Closed -$403K
CRU.U
521
DELISTED
Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
CRU.U
– –
-12,000
Closed -$125K
BTAL icon
522
AGF US Market Neutral Anti-Beta Fund
BTAL
$384M
– –
-120,578
Closed -$2.07M
CARZ icon
523
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$30M
– –
-35,959
Closed -$2.07M
CRSP icon
524
CRISPR Therapeutics
CRSP
$4.82B
– –
-2,653
Closed -$323K
CYBR icon
525
CyberArk
CYBR
$23B
– –
-1,814
Closed -$235K
19 20
21
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