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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$842M
AUM Growth
+$198M
Cap. Flow
+$151M
Cap. Flow %
17.91%
Top 10 Hldgs %
18.12%
Holding
558
New
144
Increased
241
Reduced
108
Closed
43

Top Buys

Rank Stock Value
1
DEED icon
First Trust Securitized Plus ETF
DEED
+$14M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.97M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$6.39M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.82M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$5.44M

Top Sells

Rank Stock Value
1
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$15.3M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$4.87M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$4.42M
4
IAU icon
iShares Gold Trust
IAU
+$3.64M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$3.49M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Consumer Discretionary 5.25%
3 Healthcare 4.75%
4 Financials 4.46%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DS
501
DELISTED
Drive Shack Inc.
DS
$89K 0.01%
+26,950
New +$86.3K
PHK
502
PIMCO High Income Fund
PHK
$867M
$87K 0.01%
12,678
-6,999
-36% -$48K
KMF
503
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$83K 0.01%
10,900
– –
VVR icon
504
Invesco Senior Income Trust
VVR
$457M
$71K 0.01%
16,000
– –
EGLX
505
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
$71K 0.01%
+12,000
New +$81.7K
CHRN
506
ChronoScale Holdings
CHRN
$3.2B
$67K 0.01%
+811
New +$68.4K
NML
507
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$66K 0.01%
13,226
+21
+0.2% +$99
WATT icon
508
Energous
WATT
$77.6M
$60K 0.01%
35
-2
-5% -$3.63K
SACH
509
Sachem Capital Corp
SACH
$39.1M
$54K 0.01%
+10,000
New +$52.1K
OPK icon
510
Opko Health
OPK
$985M
$45K 0.01%
11,122
– –
ZOM
511
DELISTED
Zomedica Corp.
ZOM
$44K 0.01%
+52,264
New +$48.7K
SDOT icon
512
Sadot Group
SDOT
$14M
$42K 0.01%
+15
New +$45.4K
FBIO icon
513
Fortress Biotech
FBIO
$104M
$39K ﹤0.01%
729
– –
SLACW
514
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$30K ﹤0.01%
+27,270
New +$27.7K
SNDL icon
515
Sundial Growers
SNDL
$320M
$20K ﹤0.01%
+2,105
New +$19.2K
BTAL icon
516
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
– –
-120,578
Closed -$2.06M
CARZ icon
517
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
– –
-35,959
Closed -$2.07M
CRSP icon
518
CRISPR Therapeutics
CRSP
$4.73B
– –
-2,653
Closed -$323K
CYBR
519
DELISTED
CyberArk
CYBR
– –
-1,814
Closed -$235K
ED icon
520
Consolidated Edison
ED
$40.1B
– –
-2,737
Closed -$205K
EDIT icon
521
Editas Medicine
EDIT
$396M
– –
-6,661
Closed -$280K
EFAV icon
522
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
– –
-66,734
Closed -$4.87M
EWJ icon
523
iShares MSCI Japan ETF
EWJ
$21.9B
– –
-4,260
Closed -$292K
FCG icon
524
First Trust Natural Gas ETF
FCG
$647M
– –
-147,118
Closed -$1.89M
GLW icon
525
Corning
GLW
$119B
– –
-7,133
Closed -$310K
19 20
21
22 23

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Gladstone Institutional Advisory's Q2 2021 Portfolio in Review

As of Q2 2021, Gladstone Institutional Advisory held 558 positions worth $842M, up 31% from $643M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $151M of net new capital in Q2 2021, opening 144 new positions and adding to 241 existing holdings. Its largest new stake was First Trust Securitized Plus ETF: 541,824 shares worth $14.1M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Low Duration Strategic Focus ETF, an estimated $15.3M trimmed.

  • Gladstone Institutional Advisory's largest Q2 2021 buy was First Trust Securitized Plus ETF: 541,824 shares worth $14.1M.
  • Gladstone Institutional Advisory added most to First Trust Rising Dividend Achievers ETF in Q2 2021, an estimated $6.39M increase.
  • Gladstone Institutional Advisory's biggest Q2 2021 reduction was First Trust Low Duration Strategic Focus ETF, cutting an estimated $15.3M.
  • Gladstone Institutional Advisory fully exited iShares MSCI EAFE Min Vol Factor ETF in Q2 2021, selling an estimated $4.87M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $842M portfolio in Q2 2021.
  • Gladstone Institutional Advisory opened 144 new positions and closed 43 in Q2 2021.
  • Gladstone Institutional Advisory's portfolio value rose 31% quarter-over-quarter to $842M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2021, filed 13 Aug 2021.