GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
1-Year Return 19.58%
This Quarter Return
+6.81%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$842M
AUM Growth
+$198M
Cap. Flow
+$153M
Cap. Flow %
18.19%
Top 10 Hldgs %
18.12%
Holding
558
New
144
Increased
241
Reduced
108
Closed
43

Top Buys

1
DEED icon
First Trust Securitized Plus ETF
DEED
$14.1M
2
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
$8.29M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
$6.41M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$5.83M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$5.55M

Top Sells

1
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
$15.3M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$4.87M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$4.7M
4
IAU icon
iShares Gold Trust
IAU
$3.56M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
$3.49M

Sector Composition

1 Technology 8.28%
2 Consumer Discretionary 5.25%
3 Healthcare 4.76%
4 Financials 4.49%
5 Communication Services 3.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
POLY
476
DELISTED
Plantronics, Inc.
POLY
$207K 0.02%
+4,953
New +$207K
DBEF icon
477
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.95B
$203K 0.02%
+5,402
New +$203K
DDOG icon
478
Datadog
DDOG
$45.8B
$203K 0.02%
+1,953
New +$203K
EXAS icon
479
Exact Sciences
EXAS
$9.87B
$203K 0.02%
+1,629
New +$203K
JHMM icon
480
John Hancock Multifactor Mid Cap ETF
JHMM
$4.32B
$203K 0.02%
+3,923
New +$203K
AXON icon
481
Axon Enterprise
AXON
$57B
$202K 0.02%
+1,140
New +$202K
SYK icon
482
Stryker
SYK
$151B
$201K 0.02%
+773
New +$201K
XME icon
483
SPDR S&P Metals & Mining ETF
XME
$2.28B
$201K 0.02%
+4,669
New +$201K
SCHH icon
484
Schwab US REIT ETF
SCHH
$8.23B
$200K 0.02%
8,736
-1,542
-15% -$35.3K
RLJ icon
485
RLJ Lodging Trust
RLJ
$1.16B
$199K 0.02%
+13,050
New +$199K
XERS icon
486
Xeris Biopharma Holdings
XERS
$1.26B
$197K 0.02%
48,500
– –
BOE icon
487
BlackRock Enhanced Global Dividend Trust
BOE
$657M
$184K 0.02%
14,624
– –
CLLS
488
Cellectis
CLLS
$258M
$180K 0.02%
+11,641
New +$180K
BGIO
489
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$172K 0.02%
18,500
+2,000
+12% +$18.6K
VTA
490
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$163K 0.02%
13,735
+18
+0.1% +$214
SRNGW
491
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
$157K 0.02%
+47,696
New +$157K
SDC
492
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$154K 0.02%
17,734
+720
+4% +$6.25K
HL icon
493
Hecla Mining
HL
$5.96B
$138K 0.02%
+18,533
New +$138K
CLVS
494
DELISTED
Clovis Oncology, Inc.
CLVS
$128K 0.02%
+22,000
New +$128K
IHIT
495
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$125K 0.01%
12,800
– –
DM
496
DELISTED
Desktop Metal, Inc.
DM
$121K 0.01%
+1,050
New +$121K
TRIT
497
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$109K 0.01%
+15,627
New +$109K
FIV
498
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$105K 0.01%
11,000
– –
TEI
499
Templeton Emerging Markets Income Fund
TEI
$290M
$90K 0.01%
11,350
– –
QUIK icon
500
QuickLogic
QUIK
$83.4M
$89K 0.01%
12,311
-882
-7% -$6.38K
18 19
20
21 22