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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
26
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$7.65M 0.75%
161,125
+20,070
+14% +$972K
WCLD
27
WisdomTree Cloud Computing Fund
WCLD
$271M
$7.58M 0.74%
131,485
+5,588
+4% +$327K
SCHG icon
28
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$7.25M 0.71%
391,648
-15,952
-4% -$304K
FEX icon
29
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$7.24M 0.71%
84,873
-1,457
-2% -$127K
HD icon
30
Home Depot
HD
$331B
$6.83M 0.67%
20,795
+10,931
+111% +$3.59M
IWF icon
31
iShares Russell 1000 Growth ETF
IWF
$121B
$6.82M 0.67%
99,604
+92
+0.1% +$6.51K
FIXD icon
32
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$6.82M 0.67%
127,407
+5,948
+5% +$321K
FTCS icon
33
First Trust Capital Strength ETF
FTCS
$7.91B
$6.8M 0.66%
90,844
+455
+0.5% +$35.5K
IEFA icon
34
iShares Core MSCI EAFE ETF
IEFA
$190B
$6.75M 0.66%
90,972
+18,136
+25% +$1.38M
LDSF icon
35
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$6.75M 0.66%
334,715
-7,526
-2% -$152K
USMV icon
36
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$6.7M 0.65%
91,135
-1,280
-1% -$97.5K
IEMG icon
37
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$6.43M 0.63%
104,066
+5,734
+6% +$365K
JNJ icon
38
Johnson & Johnson
JNJ
$618B
$6.37M 0.62%
39,461
+9,558
+32% +$1.63M
TSLA icon
39
Tesla
TSLA
$1.23T
$6.31M 0.62%
24,405
+4,995
+26% +$1.18M
JPM icon
40
JPMorgan Chase
JPM
$935B
$5.97M 0.58%
36,484
+10,848
+42% +$1.7M
V icon
41
Visa
V
$684B
$5.81M 0.57%
26,063
+9,230
+55% +$2.16M
DIS icon
42
Walt Disney
DIS
$167B
$5.39M 0.53%
31,890
+11,224
+54% +$2M
ITOT icon
43
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$5.37M 0.52%
54,628
+4,299
+9% +$435K
FIW icon
44
First Trust Water ETF
FIW
$1.85B
$5.24M 0.51%
61,555
+53,559
+670% +$4.69M
XOM icon
45
ExxonMobil
XOM
$644B
$5.1M 0.5%
86,766
+7,651
+10% +$436K
VTV icon
46
Vanguard Morningstar Value ETF
VTV
$188B
$5.08M 0.5%
37,515
+2,039
+6% +$284K
DGRO icon
47
iShares Core Dividend Growth ETF
DGRO
$42.7B
$5M 0.49%
99,458
+14,369
+17% +$744K
CRM icon
48
Salesforce
CRM
$151B
$4.98M 0.49%
18,357
+7,893
+75% +$2M
VTI icon
49
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$4.83M 0.47%
21,770
-1,635
-7% -$373K
AGG icon
50
iShares Core US Aggregate Bond ETF
AGG
$137B
$4.78M 0.47%
41,628
+6,668
+19% +$773K
1
2
3 4 5

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
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BI
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Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.