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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
26
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$4.74M 0.94%
24,364
-1,782
-7% -$326K
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$137B
$4.43M 0.88%
37,506
-3,053
-8% -$360K
ITOT icon
28
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$4.37M 0.87%
50,624
-23,252
-31% -$1.88M
VOO icon
29
Vanguard S&P 500 ETF
VOO
$979B
$4.34M 0.86%
12,628
-414
-3% -$135K
MSFT icon
30
Microsoft
MSFT
$3.45T
$4.12M 0.82%
18,543
-552
-3% -$119K
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$220B
$4M 0.8%
94,788
+1,572
+2% +$62.7K
IEMG icon
32
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$3.85M 0.77%
61,995
-9,432
-13% -$544K
FMB icon
33
First Trust Managed Municipal ETF
FMB
$2.04B
$3.81M 0.76%
67,094
-19,591
-23% -$1.1M
IAU icon
34
iShares Gold Trust
IAU
$62.9B
$3.6M 0.72%
99,247
+8,078
+9% +$289K
SPDW icon
35
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$3.44M 0.69%
101,936
+3,294
+3% +$104K
IWF icon
36
iShares Russell 1000 Growth ETF
IWF
$121B
$3.43M 0.68%
56,912
-9,404
-14% -$535K
DSTL icon
37
Distillate US Fundamental Stability & Value ETF
DSTL
$1.97B
$3.34M 0.66%
91,871
+4,317
+5% +$149K
SCHA icon
38
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$3.33M 0.66%
149,652
-59,560
-28% -$1.19M
SKYY icon
39
First Trust Cloud Computing ETF
SKYY
$2.92B
$3.31M 0.66%
34,775
+17,644
+103% +$1.52M
IEI icon
40
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$3.1M 0.62%
23,306
+93
+0.4% +$12.4K
MDYG icon
41
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$2.95M 0.59%
42,602
+1,332
+3% +$85.2K
GLD icon
42
SPDR Gold Trust
GLD
$131B
$2.95M 0.59%
16,545
+85
+0.5% +$15K
QTEC icon
43
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$2.94M 0.59%
21,275
+10,590
+99% +$1.35M
EMQQ icon
44
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$2.92M 0.58%
45,930
+1,799
+4% +$105K
SLYV icon
45
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$2.9M 0.58%
43,890
+1,406
+3% +$83.5K
QCLN icon
46
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$603M
$2.86M 0.57%
40,714
+10,661
+35% +$607K
IJR icon
47
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.82M 0.56%
30,683
+12,863
+72% +$1.06M
VTV icon
48
Vanguard Morningstar Value ETF
VTV
$188B
$2.79M 0.56%
23,416
+18,141
+344% +$2.04M
FMHI icon
49
First Trust Municipal High Income ETF
FMHI
$987M
$2.77M 0.55%
51,665
-188
-0.4% -$9.88K
TSLA icon
50
Tesla
TSLA
$1.23T
$2.56M 0.51%
10,869
+216
+2% +$36.9K
1
2
3 4 5

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
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BI
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.