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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+19.29%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$5.58M
Cap. Flow
-$53.6M
Cap. Flow %
-13.65%
Top 10 Hldgs %
30.59%
Holding
308
New
40
Increased
61
Reduced
131
Closed
66

Top Buys

Rank Stock Value
1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$12.2M
2
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$9.01M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.37M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.48M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$5.22M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$15.3M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$7.55M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$6.09M
4
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$5.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.81M

Sector Composition

Rank Sector Weight
1 Technology 4.82%
2 Healthcare 4.19%
3 Consumer Discretionary 2.54%
4 Communication Services 2.36%
5 Energy 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
26
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$3.9M 0.99%
24,940
-32,604
-57% -$4.81M
MDYV icon
27
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$3.79M 0.96%
88,961
-37,257
-30% -$1.5M
FDN icon
28
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$3.69M 0.94%
21,667
+1,148
+6% +$175K
MSFT icon
29
Microsoft
MSFT
$3.45T
$3.61M 0.92%
17,730
-6,226
-26% -$1.13M
IEMG icon
30
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$3.58M 0.91%
75,317
-32,363
-30% -$1.44M
QTEC icon
31
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$3.29M 0.84%
30,126
+18,645
+162% +$1.84M
IEI icon
32
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$3.09M 0.79%
23,127
+2,372
+11% +$316K
VUG icon
33
Vanguard Morningstar Growth ETF
VUG
$220B
$3.02M 0.77%
89,658
+522
+0.6% +$16.1K
IWF icon
34
iShares Russell 1000 Growth ETF
IWF
$121B
$2.86M 0.73%
59,684
+7,920
+15% +$349K
SCHE icon
35
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$2.79M 0.71%
114,801
-78,363
-41% -$1.78M
IEFA icon
36
iShares Core MSCI EAFE ETF
IEFA
$190B
$2.65M 0.67%
46,393
-37,510
-45% -$2.03M
FMHI icon
37
First Trust Municipal High Income ETF
FMHI
$987M
$2.62M 0.67%
51,540
-4,324
-8% -$212K
FIXD icon
38
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$2.49M 0.63%
45,377
+37,018
+443% +$2M
SCHH icon
39
Schwab US REIT ETF
SCHH
$11.5B
$2.47M 0.63%
140,420
-89,490
-39% -$1.55M
BMY icon
40
Bristol-Myers Squibb
BMY
$133B
$2.33M 0.59%
39,645
-1,450
-4% -$86.7K
GLD icon
41
SPDR Gold Trust
GLD
$131B
$2.24M 0.57%
13,379
+155
+1% +$25K
SLYG icon
42
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$2.18M 0.55%
38,389
-19,945
-34% -$1.04M
SLYV icon
43
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$2.14M 0.54%
43,566
-23,484
-35% -$1.08M
GSLC icon
44
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$2.05M 0.52%
32,809
-14,061
-30% -$834K
IGIB icon
45
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$1.97M 0.5%
32,621
+2,016
+7% +$117K
V icon
46
Visa
V
$684B
$1.9M 0.48%
9,848
-574
-6% -$105K
LMBS icon
47
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.87M 0.47%
+36,107
New +$1.86M
FTC icon
48
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$1.85M 0.47%
24,199
-30,581
-56% -$2.15M
XOM icon
49
ExxonMobil
XOM
$644B
$1.82M 0.46%
40,649
+1,415
+4% +$63.5K
FEX icon
50
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$1.79M 0.46%
30,065
-9,401
-24% -$523K
1
2
3 4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q2 2020 Portfolio in Review

As of Q2 2020, Gladstone Institutional Advisory held 308 positions worth $393M, up 1.4% from $388M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory withdrew a net $53.6M in Q2 2020, closing 66 positions and reducing 131 holdings. Its most notable exit was First Trust Mid Cap Growth AlphaDEX Fund, an estimated $2.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Gladstone Institutional Advisory opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $1.87M.

  • Gladstone Institutional Advisory's largest Q2 2020 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 36,107 shares worth $1.87M.
  • Gladstone Institutional Advisory added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2020, an estimated $12.2M increase.
  • Gladstone Institutional Advisory's biggest Q2 2020 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $15.3M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Growth AlphaDEX Fund in Q2 2020, selling an estimated $2.64M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q2 2020.
  • Gladstone Institutional Advisory opened 40 new positions and closed 66 in Q2 2020.
  • Gladstone Institutional Advisory's portfolio value rose 1.4% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2020, filed 17 Aug 2020.