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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-15.77%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$388M
AUM Growth
-$20.4M
Cap. Flow
+$59.5M
Cap. Flow %
15.36%
Top 10 Hldgs %
32.15%
Holding
330
New
57
Increased
131
Reduced
75
Closed
62

Top Buys

Rank Stock Value
1
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$8.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$5.28M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.63M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.57M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$2.73M

Top Sells

Rank Stock Value
1
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3.47M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$3.29M
3
FMHI icon
First Trust Municipal High Income ETF
FMHI
+$3.08M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.44M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 4.04%
2 Healthcare 3.34%
3 Communication Services 2.17%
4 Consumer Discretionary 2.03%
5 Financials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.45T
$3.78M 0.97%
23,956
+9,988
+72% +$1.64M
SCHH icon
27
Schwab US REIT ETF
SCHH
$11.5B
$3.76M 0.97%
229,910
+57,184
+33% +$1.22M
FTC icon
28
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$3.28M 0.85%
54,780
-49,182
-47% -$3.47M
FVD icon
29
First Trust Value Line Dividend Fund
FVD
$8.32B
$3.06M 0.79%
110,747
+52,928
+92% +$1.78M
IEI icon
30
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$2.77M 0.71%
+20,755
New +$2.67M
FMHI icon
31
First Trust Municipal High Income ETF
FMHI
$987M
$2.74M 0.71%
55,864
-58,011
-51% -$3.08M
SLYV icon
32
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$2.74M 0.71%
67,050
+16,221
+32% +$918K
SLYG icon
33
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$2.69M 0.7%
58,334
+17,722
+44% +$1.05M
FNY icon
34
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$2.64M 0.68%
71,335
+2,500
+4% +$113K
BND icon
35
Vanguard Total Bond Market
BND
$157B
$2.63M 0.68%
30,783
+5,835
+23% +$496K
FDN icon
36
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.54M 0.66%
20,519
+6,435
+46% +$892K
GSLC icon
37
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$2.45M 0.63%
46,870
+4,808
+11% +$296K
VUG icon
38
Vanguard Morningstar Growth ETF
VUG
$220B
$2.33M 0.6%
89,136
-20,754
-19% -$622K
SCHO icon
39
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$2.33M 0.6%
89,924
-71,596
-44% -$1.82M
BMY icon
40
Bristol-Myers Squibb
BMY
$133B
$2.29M 0.59%
41,095
+47
+0.1% +$2.87K
MTUM icon
41
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$2.27M 0.59%
21,297
+4,530
+27% +$560K
VXUS icon
42
Vanguard Total International Stock ETF
VXUS
$155B
$2.25M 0.58%
53,577
+45,270
+545% +$2.3M
FTSL icon
43
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.25M 0.58%
53,772
+27,634
+106% +$1.27M
HYLS icon
44
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$2.08M 0.54%
49,445
+34,929
+241% +$1.63M
VCIT icon
45
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$2.04M 0.53%
23,407
-372
-2% -$33.8K
GLD icon
46
SPDR Gold Trust
GLD
$131B
$1.96M 0.51%
13,224
+1,633
+14% +$243K
IWF icon
47
iShares Russell 1000 Growth ETF
IWF
$121B
$1.95M 0.5%
51,764
+7,296
+16% +$314K
FEX icon
48
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$1.88M 0.49%
39,466
-1,278
-3% -$76.6K
FEM icon
49
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
$1.79M 0.46%
101,742
-5,686
-5% -$134K
VONV icon
50
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$1.77M 0.46%
+40,640
New +$2.22M
1
2
3 4 5

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BFA
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FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q1 2020 Portfolio in Review

As of Q1 2020, Gladstone Institutional Advisory held 330 positions worth $388M, down 5% from $408M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Gladstone Institutional Advisory deployed $59.5M of net new capital in Q1 2020, opening 57 new positions and adding to 131 existing holdings. Its largest new stake was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.

By sector, the portfolio is most concentrated in Technology at 4% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Trust Large Cap Growth AlphaDEX Fund, an estimated $3.47M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2020 buy was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.
  • Gladstone Institutional Advisory added most to Schwab International Equity ETF in Q1 2020, an estimated $5.28M increase.
  • Gladstone Institutional Advisory's biggest Q1 2020 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $3.47M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Value AlphaDEX Fund in Q1 2020, selling an estimated $2.14M.
  • Gladstone Institutional Advisory's ten largest holdings make up 32% of its $388M portfolio in Q1 2020.
  • Gladstone Institutional Advisory opened 57 new positions and closed 62 in Q1 2020.
  • Gladstone Institutional Advisory's portfolio value fell 5% quarter-over-quarter to $388M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2020, filed 14 May 2020.