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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
26
Schwab US REIT ETF
SCHH
$11.5B
$4.01M 1.02%
170,140
+3,722
+2% +$85.4K
AAPL icon
27
Apple
AAPL
$4.54T
$3.83M 0.97%
68,360
+10,828
+19% +$566K
VUG icon
28
Vanguard Morningstar Growth ETF
VUG
$220B
$3.59M 0.91%
129,510
-32,118
-20% -$891K
SCHE icon
29
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$3.54M 0.9%
140,901
+4,556
+3% +$116K
FNX icon
30
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$3.44M 0.88%
50,999
+13,537
+36% +$919K
AMZN icon
31
Amazon
AMZN
$2.92T
$3.41M 0.87%
39,320
+4,480
+13% +$415K
SLYV icon
32
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$3.06M 0.78%
49,963
+1,122
+2% +$67.3K
FEM icon
33
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
$2.94M 0.75%
125,040
+24,944
+25% +$602K
XOM icon
34
ExxonMobil
XOM
$644B
$2.9M 0.74%
41,015
+37,063
+938% +$2.68M
FNK icon
35
First Trust Mid Cap Value AlphaDEX Fund
FNK
$228M
$2.83M 0.72%
84,090
+14,863
+21% +$495K
FYT icon
36
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
$2.58M 0.66%
74,647
+9,014
+14% +$303K
FYX icon
37
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$2.58M 0.65%
42,866
+8,730
+26% +$524K
FYC icon
38
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$2.57M 0.65%
58,480
+7,800
+15% +$355K
PSX icon
39
Phillips 66
PSX
$84.9B
$2.56M 0.65%
+25,041
New +$2.51M
FEX icon
40
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$2.46M 0.63%
40,439
+13,492
+50% +$823K
GSLC icon
41
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$2.4M 0.61%
40,126
-802
-2% -$47.7K
SLYG icon
42
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$2.35M 0.6%
39,351
+641
+2% +$38.7K
MTUM icon
43
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$2.24M 0.57%
18,809
+843
+5% +$102K
FDN icon
44
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.17M 0.55%
16,102
-7,099
-31% -$1M
FDVV icon
45
Fidelity High Dividend ETF
FDVV
$10.1B
$2.03M 0.52%
67,139
+25,835
+63% +$772K
VCIT icon
46
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.98M 0.5%
21,653
-985
-4% -$89.2K
MSFT icon
47
Microsoft
MSFT
$3.45T
$1.96M 0.5%
14,059
+3,669
+35% +$505K
PRF icon
48
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$1.92M 0.49%
81,570
-10,215
-11% -$238K
BND icon
49
Vanguard Total Bond Market
BND
$157B
$1.86M 0.47%
22,048
+2,010
+10% +$168K
GLD icon
50
SPDR Gold Trust
GLD
$131B
$1.86M 0.47%
13,386
+6,456
+93% +$898K
1
2
3 4 5

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Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.