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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLY icon
426
Fastly Inc
FSLY
$3.55B
– –
-2,893
Closed -$253K
GERN icon
427
Geron
GERN
$828M
– –
-10,500
Closed -$17K
IDXX icon
428
Idexx Laboratories
IDXX
$44.1B
– –
-1,115
Closed -$557K
ITA icon
429
iShares US Aerospace & Defense ETF
ITA
$14.2B
– –
-2,356
Closed -$223K
LGND icon
430
Ligand Pharmaceuticals
LGND
$5.76B
– –
-6,838
Closed -$424K
NVAX icon
431
Novavax
NVAX
$1.2B
– –
-2,405
Closed -$268K
OKTA icon
432
Okta
OKTA
$24.7B
– –
-1,330
Closed -$338K
QQEW icon
433
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
– –
-7,180
Closed -$724K
ROKU icon
434
Roku
ROKU
$21.5B
– –
-778
Closed -$258K
SJNK icon
435
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
– –
-11,843
Closed -$319K
SMB icon
436
VanEck Short Muni ETF
SMB
$312M
– –
-10,126
Closed -$183K
SNY icon
437
Sanofi
SNY
$103B
– –
-7,967
Closed -$387K
SPHD icon
438
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
– –
-7,218
Closed -$271K
STM icon
439
STMicroelectronics
STM
$46.7B
– –
-6,691
Closed -$248K
TNDM icon
440
Tandem Diabetes Care
TNDM
$1.34B
– –
-2,321
Closed -$222K
TSCO icon
441
Tractor Supply
TSCO
$16.1B
– –
-8,575
Closed -$241K
TTD icon
442
Trade Desk
TTD
$8.48B
– –
-7,450
Closed -$597K
U icon
443
Unity
U
$13.8B
– –
-1,615
Closed -$248K
WDAY icon
444
Workday
WDAY
$39.6B
– –
-1,378
Closed -$330K
Z icon
445
Zillow
Z
$7.79B
– –
-1,640
Closed -$213K
SPLK
446
DELISTED
Splunk Inc
SPLK
– –
-1,574
Closed -$267K
ONCT
447
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
– –
-508
Closed -$50K
HYRE
448
DELISTED
HyreCar Inc. Common Stock
HYRE
– –
-39,145
Closed -$279K
TWTR
449
DELISTED
Twitter, Inc.
TWTR
– –
-6,240
Closed -$338K
14 15 16 17
18

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BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.