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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHIT
401
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$118K 0.02%
12,800
-1,000
-7% -$9.04K
FIV
402
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$104K 0.02%
+11,000
New +$102K
NOK icon
403
Nokia
NOK
$51B
$93K 0.01%
+23,595
New +$98.5K
DSE
404
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$93K 0.01%
+12,625
New +$81.6K
QUIK icon
405
QuickLogic
QUIK
$232M
$91K 0.01%
13,193
-505
-4% -$3.02K
WATT icon
406
Energous
WATT
$77.6M
$90K 0.01%
+37
New +$85.6K
TEI
407
Templeton Emerging Markets Income Fund
TEI
$314M
$84K 0.01%
11,350
– –
KMF
408
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$73K 0.01%
10,900
– –
VVR icon
409
Invesco Senior Income Trust
VVR
$457M
$67K 0.01%
16,000
– –
PAVM icon
410
PAVmed
PAVM
$35.4M
$57K 0.01%
+29
New +$43.6K
NML
411
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$55K 0.01%
+13,205
New +$52.1K
OPK icon
412
Opko Health
OPK
$985M
$48K 0.01%
11,122
– –
FBIO icon
413
Fortress Biotech
FBIO
$104M
$39K 0.01%
729
– –
ALGN icon
414
Align Technology
ALGN
$12.1B
– –
-1,194
Closed -$638K
ALTO icon
415
Alto Ingredients
ALTO
$369M
– –
-71,878
Closed -$390K
AXON
416
Axon Enterprise
AXON
$42.5B
– –
-1,890
Closed -$232K
CDNS icon
417
Cadence Design Systems
CDNS
$93.6B
– –
-2,600
Closed -$355K
CELU icon
418
Celularity
CELU
$18.4M
– –
-7,675
Closed -$844K
CPRT icon
419
Copart
CPRT
$27B
– –
-12,152
Closed -$387K
CTAS icon
420
Cintas
CTAS
$81.9B
– –
-4,628
Closed -$409K
DDOG icon
421
Datadog
DDOG
$95.4B
– –
-5,251
Closed -$517K
DHR icon
422
Danaher
DHR
$137B
– –
-1,355
Closed -$267K
EXPE icon
423
Expedia Group
EXPE
$35.4B
– –
-3,238
Closed -$429K
FAN icon
424
First Trust Global Wind Energy ETF
FAN
$278M
– –
-37,905
Closed -$883K
FDX icon
425
FedEx
FDX
$72.7B
– –
-1,490
Closed -$387K
14 15 16
17
18

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.