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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
376
S&P Global
SPGI
$121B
$404K 0.04%
+952
New +$413K
GE icon
377
GE Aerospace
GE
$374B
$402K 0.04%
6,260
-9,773
-61% -$628K
VLO icon
378
Valero Energy
VLO
$90.1B
$400K 0.04%
+5,666
New +$377K
VWO icon
379
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$400K 0.04%
7,991
+132
+2% +$6.82K
MGV icon
380
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$398K 0.04%
4,067
+1,062
+35% +$107K
MDY icon
381
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$397K 0.04%
826
– –
JDIV
382
DELISTED
JPMorgan U.S. Dividend ETF
JDIV
$396K 0.04%
12,495
+648
+5% +$21.1K
SOXX icon
383
iShares Semiconductor ETF
SOXX
$41.7B
$393K 0.04%
2,643
– –
BABA icon
384
Alibaba
BABA
$293B
$391K 0.04%
2,642
-3,343
-56% -$608K
EEM icon
385
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$389K 0.04%
7,730
-536
-6% -$27.9K
UBER icon
386
Uber
UBER
$143B
$388K 0.04%
8,658
-2,451
-22% -$107K
GEM icon
387
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.67B
$383K 0.04%
+10,327
New +$402K
NUE icon
388
Nucor
NUE
$58.6B
$382K 0.04%
+3,875
New +$412K
ZTS icon
389
Zoetis
ZTS
$32.4B
$375K 0.04%
1,933
+598
+45% +$121K
BGFV
390
DELISTED
Big 5 Sporting Goods
BGFV
$373K 0.04%
16,197
-7,917
-33% -$194K
EEMV icon
391
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$372K 0.04%
5,932
+230
+4% +$14.5K
VBK icon
392
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$371K 0.04%
1,323
+114
+9% +$32.6K
FSK icon
393
FS KKR Capital
FSK
$2.96B
$370K 0.04%
16,775
-2,657
-14% -$58.6K
SDY icon
394
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$369K 0.04%
3,138
-40
-1% -$4.9K
BIIB icon
395
Biogen
BIIB
$30B
$366K 0.04%
1,295
-702
-35% -$230K
BUG icon
396
Global X Cybersecurity ETF
BUG
$1.28B
$364K 0.04%
+11,934
New +$366K
GOVT icon
397
iShares US Treasury Bond ETF
GOVT
$43.6B
$361K 0.04%
13,624
+248
+2% +$6.64K
ETSY icon
398
Etsy
ETSY
$7.75B
$360K 0.04%
1,733
+1
+0.1% +$203
DON icon
399
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$356K 0.03%
8,598
-520
-6% -$21.8K
SHM icon
400
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$356K 0.03%
+7,209
New +$357K
14 15
16
17 18

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.