We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVCR icon
376
NovoCure
NVCR
$1.73B
$211K 0.03%
1,600
– –
SCHH icon
377
Schwab US REIT ETF
SCHH
$11.5B
$211K 0.03%
+10,278
New +$201K
INMD icon
378
InMode
INMD
$870M
$210K 0.03%
5,800
-5,400
-48% -$175K
MRNA icon
379
Moderna
MRNA
$21.8B
$209K 0.03%
1,595
-4,950
-76% -$717K
DLN icon
380
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
$208K 0.03%
+3,622
New +$199K
KMB icon
381
Kimberly-Clark
KMB
$36.3B
$208K 0.03%
+1,499
New +$199K
PLTR icon
382
Palantir
PLTR
$295B
$208K 0.03%
+8,935
New +$245K
PEG icon
383
Public Service Enterprise Group
PEG
$38.2B
$207K 0.03%
3,438
-237
-6% -$13.7K
DD icon
384
DuPont de Nemours
DD
$18.5B
$206K 0.03%
2,125
-4,209
-66% -$403K
AMT icon
385
American Tower
AMT
$80.8B
$205K 0.03%
+856
New +$191K
ED icon
386
Consolidated Edison
ED
$40.1B
$205K 0.03%
2,737
-55
-2% -$3.87K
MJ icon
387
Amplify Alternative Harvest ETF
MJ
$101M
$205K 0.03%
+746
New +$197K
SO icon
388
Southern Company
SO
$109B
$204K 0.03%
+3,282
New +$197K
FYX icon
389
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$203K 0.03%
+2,245
New +$197K
YUM icon
390
Yum! Brands
YUM
$41.8B
$201K 0.03%
+1,859
New +$197K
SNR
391
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$178K 0.03%
+28,625
New +$168K
SDC
392
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$175K 0.03%
+17,014
New +$202K
BGR icon
393
BlackRock Energy and Resources Trust
BGR
$421M
$172K 0.03%
+19,417
New +$161K
RSVR
394
DELISTED
Reservoir Media
RSVR
$172K 0.03%
+17,400
New +$181K
BOE icon
395
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$168K 0.03%
14,624
– –
NWBI icon
396
Northwest Bancshares
NWBI
$2.3B
$157K 0.02%
+10,859
New +$153K
VTA
397
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$156K 0.02%
+13,717
New +$152K
BGIO
398
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$151K 0.02%
16,500
– –
PHK
399
PIMCO High Income Fund
PHK
$867M
$133K 0.02%
19,677
-288
-1% -$1.81K
CRU.U
400
DELISTED
Crucible Acquisition Corporation Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
CRU.U
$125K 0.02%
+12,000
New +$132K
14 15
16
17 18

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.