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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEFS icon
351
Saba Closed-End Funds ETF
CEFS
$425M
$464K 0.05%
+21,791
New +$463K
INMD icon
352
InMode
INMD
$870M
$462K 0.05%
5,800
– –
LDUR icon
353
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$462K 0.05%
4,540
-9,774
-68% -$994K
AEP icon
354
American Electric Power
AEP
$69.6B
$453K 0.04%
5,586
+2,145
+62% +$187K
SIMS icon
355
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.43M
$452K 0.04%
+10,340
New +$474K
EFG icon
356
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$451K 0.04%
4,235
-272
-6% -$29.9K
VBR icon
357
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$448K 0.04%
2,644
+453
+21% +$77.5K
WM icon
358
Waste Management
WM
$90.6B
$445K 0.04%
2,979
+975
+49% +$146K
BLOK icon
359
Amplify Blockchain Technology ETF
BLOK
$1.08B
$438K 0.04%
+9,801
New +$459K
ROBT icon
360
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$721M
$438K 0.04%
8,158
+720
+10% +$39.3K
USB icon
361
US Bancorp
USB
$98.2B
$437K 0.04%
7,344
-9,073
-55% -$517K
ULST icon
362
State Street Ultra Short Term Bond ETF
ULST
$527M
$435K 0.04%
+10,749
New +$435K
BOTZ icon
363
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.28B
$432K 0.04%
11,823
+553
+5% +$19.8K
ZM icon
364
Zoom
ZM
$28.2B
$432K 0.04%
1,652
-563
-25% -$190K
SLV icon
365
iShares Silver Trust
SLV
$28B
$427K 0.04%
20,789
-1,805
-8% -$40.6K
SPOT icon
366
Spotify
SPOT
$103B
$426K 0.04%
1,890
-434
-19% -$102K
ELV icon
367
Elevance Health
ELV
$81.5B
$418K 0.04%
1,122
+51
+5% +$19.4K
OGIG icon
368
ALPS O'Shares Global Internet Giants ETF
OGIG
$104M
$418K 0.04%
+7,899
New +$437K
IYH icon
369
iShares US Healthcare ETF
IYH
$3.37B
$416K 0.04%
7,530
+2,910
+63% +$166K
FNX icon
370
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$415K 0.04%
4,252
+401
+10% +$39.9K
DUK icon
371
Duke Energy
DUK
$97.8B
$411K 0.04%
4,215
+454
+12% +$47K
ARKW icon
372
ARK Web x.0 ETF
ARKW
$1.63B
$410K 0.04%
2,956
-211
-7% -$31.2K
EFA icon
373
iShares MSCI EAFE ETF
EFA
$78B
$409K 0.04%
5,239
+74
+1% +$5.92K
LIT icon
374
Global X Lithium & Battery Tech ETF
LIT
$1.51B
$407K 0.04%
4,967
+961
+24% +$78.8K
PPL
375
PPL Corp
PPL
$26.5B
$406K 0.04%
14,550
-2,172
-13% -$62.7K
13 14
15
16 17

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.