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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.54B
AUM Growth
-$96.2M
Cap. Flow
-$33.1M
Cap. Flow %
-2.15%
Top 10 Hldgs %
22.35%
Holding
685
New
58
Increased
270
Reduced
261
Closed
66

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$27.2M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$11M
3
RECS icon
Columbia Research Enhanced Core ETF
RECS
+$10M
4
BUFQ icon
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
+$8.18M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$6.74M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.2M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$15M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.58M
4
ITB icon
iShares US Home Construction ETF
ITB
+$8.23M
5
TOL icon
Toll Brothers
TOL
+$8.16M

Sector Composition

Rank Sector Weight
1 Technology 9.66%
2 Healthcare 4.1%
3 Consumer Discretionary 4.04%
4 Financials 3.88%
5 Industrials 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
326
DELISTED
Hanesbrands
HBI
$714K 0.05%
180,322
+35,740
+25% +$173K
TBIL
327
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$713K 0.05%
14,240
– –
IXC icon
328
iShares Global Energy ETF
IXC
$2.79B
$713K 0.05%
17,274
-3,459
-17% -$137K
VNQ icon
329
Vanguard Real Estate ETF
VNQ
$39.2B
$713K 0.05%
9,419
+2
+0% +$165
PYPL icon
330
PayPal
PYPL
$48.9B
$710K 0.05%
12,153
-30,710
-72% -$2M
FTC icon
331
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$709K 0.05%
7,326
+84
+1% +$8.45K
LQD icon
332
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$708K 0.05%
6,942
-2,088
-23% -$220K
EEM icon
333
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$702K 0.05%
18,501
-850
-4% -$33.7K
RPAR icon
334
RPAR Risk Parity ETF
RPAR
$570M
$696K 0.05%
39,726
+2,943
+8% +$55K
FBT icon
335
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$688K 0.04%
4,698
+155
+3% +$23.6K
CEFS icon
336
Saba Closed-End Funds ETF
CEFS
$425M
$686K 0.04%
39,129
-67
-0.2% -$1.23K
FUMB icon
337
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$685K 0.04%
34,382
-85,853
-71% -$1.71M
LMBS icon
338
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$685K 0.04%
14,493
-7,896
-35% -$376K
FDX icon
339
FedEx
FDX
$72.7B
$676K 0.04%
2,550
+354
+16% +$92K
PPL
340
PPL Corp
PPL
$26.5B
$672K 0.04%
28,532
+519
+2% +$13.4K
SGEN
341
DELISTED
Seagen Inc. Common Stock
SGEN
$671K 0.04%
3,163
+17
+0.5% +$3.4K
GDX icon
342
VanEck Gold Miners ETF
GDX
$22.7B
$661K 0.04%
24,568
-2,211
-8% -$65.2K
FDRR icon
343
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
$660K 0.04%
16,590
+2,662
+19% +$111K
PFF icon
344
iShares Preferred and Income Securities ETF
PFF
$13.3B
$659K 0.04%
21,853
-87
-0.4% -$2.66K
RPG icon
345
Invesco S&P 500 Pure Growth ETF
RPG
$2.01B
$655K 0.04%
21,740
– –
VOE icon
346
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$648K 0.04%
4,945
+117
+2% +$16.2K
IUSG icon
347
iShares Core S&P US Growth ETF
IUSG
$31.7B
$645K 0.04%
6,803
+75
+1% +$7.36K
EDIV icon
348
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$634K 0.04%
21,278
+6,719
+46% +$203K
ROBT icon
349
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$721M
$630K 0.04%
15,561
+2,064
+15% +$89.9K
SPYV icon
350
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$630K 0.04%
15,276
+2,426
+19% +$105K
12 13
14
15 16

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Gladstone Institutional Advisory held 685 positions worth $1.54B, down 5.9% from $1.64B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory's Q3 2023 filing shows 58 new, 270 increased, 261 reduced and 66 closed positions. Its largest new stake was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M. The largest sale was State Street Technology Select Sector SPDR ETF, an estimated $19.2M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Gladstone Institutional Advisory's largest Q3 2023 buy was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M.
  • Gladstone Institutional Advisory added most to Pacer US Cash Cows 100 ETF in Q3 2023, an estimated $11M increase.
  • Gladstone Institutional Advisory's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $19.2M.
  • Gladstone Institutional Advisory fully exited iShares US Home Construction ETF in Q3 2023, selling an estimated $8.23M.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2023.
  • Gladstone Institutional Advisory opened 58 new positions and closed 66 in Q3 2023.
  • Gladstone Institutional Advisory's portfolio value fell 5.9% quarter-over-quarter to $1.54B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2023, filed 13 Nov 2023.