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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
301
EOG Resources
EOG
$79.2B
$557K 0.05%
6,940
+3,469
+100% +$253K
DG icon
302
Dollar General
DG
$28B
$549K 0.05%
2,589
+1,563
+152% +$353K
USFR
303
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$547K 0.05%
+21,792
New +$547K
EL icon
304
Estee Lauder
EL
$30.4B
$546K 0.05%
1,821
+853
+88% +$279K
SO icon
305
Southern Company
SO
$109B
$543K 0.05%
8,768
+3,580
+69% +$230K
CL icon
306
Colgate-Palmolive
CL
$73.1B
$542K 0.05%
7,176
+3,210
+81% +$255K
IAU icon
307
iShares Gold Trust
IAU
$62.9B
$538K 0.05%
16,092
-241
-1% -$8.21K
BSCN
308
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$532K 0.05%
24,541
-41,777
-63% -$907K
BSCM
309
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$532K 0.05%
24,728
-47,099
-66% -$1.02M
CAT icon
310
Caterpillar
CAT
$375B
$529K 0.05%
2,754
-2,676
-49% -$557K
MO icon
311
Altria Group
MO
$114B
$518K 0.05%
11,369
+1,680
+17% +$81.1K
IEI icon
312
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$516K 0.05%
3,961
-953
-19% -$125K
IGIB icon
313
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$516K 0.05%
8,586
-661
-7% -$40.1K
IUSV icon
314
iShares Core S&P US Value ETF
IUSV
$27.2B
$515K 0.05%
7,264
+137
+2% +$9.95K
VMBS icon
315
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$515K 0.05%
9,668
+2,349
+32% +$126K
BSCL
316
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$513K 0.05%
24,320
-48,339
-67% -$1.02M
PLTR icon
317
Palantir
PLTR
$295B
$512K 0.05%
21,290
+563
+3% +$13.7K
BX icon
318
Blackstone
BX
$102B
$509K 0.05%
4,379
+342
+8% +$39.7K
VV icon
319
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$508K 0.05%
+2,530
New +$523K
HEFA icon
320
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.5B
$505K 0.05%
14,675
+2,428
+20% +$84.3K
SOFI icon
321
SoFi Technologies
SOFI
$21B
$504K 0.05%
+31,711
New +$497K
XLE icon
322
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$504K 0.05%
19,334
+3,184
+20% +$78.9K
ROKU icon
323
Roku
ROKU
$21.5B
$502K 0.05%
+1,602
New +$604K
AWTM
324
DELISTED
AWTM Ultra-Short Duration Enhanced Income ETF
AWTM
$502K 0.05%
+10,083
New +$502K
PM icon
325
Philip Morris
PM
$297B
$501K 0.05%
5,282
-36
-0.7% -$3.62K
11 12
13
14 15

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.