GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
1-Year Return 19.58%
This Quarter Return
+12.86%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$43.3M
Cap. Flow %
8.62%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
$10.2M
3
WCLD icon
WisdomTree Cloud Computing Fund
WCLD
$5.42M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
$5.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.53M

Top Sells

1
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$4.84M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$4.42M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$3.12M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$2M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
$1.33M

Sector Composition

1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AXP icon
301
American Express
AXP
$230B
– –
-3,578
Closed -$359K
AZN icon
302
AstraZeneca
AZN
$254B
– –
-6,562
Closed -$360K
BEEM icon
303
Beam Global
BEEM
$43.8M
– –
-29,250
Closed -$356K
BLK icon
304
Blackrock
BLK
$172B
– –
-662
Closed -$373K
BNDX icon
305
Vanguard Total International Bond ETF
BNDX
$68.2B
– –
-3,443
Closed -$200K
DBEF icon
306
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.97B
– –
-8,368
Closed -$256K
EOSE icon
307
Eos Energy Enterprises
EOSE
$2.05B
– –
-11,000
Closed -$110K
GILD icon
308
Gilead Sciences
GILD
$140B
– –
-5,204
Closed -$329K
GS icon
309
Goldman Sachs
GS
$227B
– –
-1,678
Closed -$337K
GSK icon
310
GSK
GSK
$79.8B
– –
-6,526
Closed -$307K
KNDI
311
Kandi Technologies Group
KNDI
$117M
– –
-13,555
Closed -$84K
LULU icon
312
lululemon athletica
LULU
$24.7B
– –
-1,179
Closed -$388K
NDRA icon
313
ENDRA Life Sciences
NDRA
$3.21M
– –
-1
Closed -$15K
NVNO icon
314
enVVeno Medical
NVNO
$15.2M
– –
-1,600
Closed -$17K
OPEN icon
315
Opendoor
OPEN
$4.39B
– –
-14,050
Closed -$267K
QS icon
316
QuantumScape
QS
$4.33B
– –
-14,500
Closed -$243K
REGN icon
317
Regeneron Pharmaceuticals
REGN
$60.1B
– –
-530
Closed -$297K
RDNW
318
RideNow Group, Inc. Class B Common Stock
RDNW
$145M
– –
-9,800
Closed -$261K
SBIO icon
319
ALPS Medical Breakthroughs ETF
SBIO
$84M
– –
-12,001
Closed -$494K
SDOT icon
320
Sadot Group
SDOT
$8.99M
– –
-1,100
Closed -$16K
SKLZ icon
321
Skillz
SKLZ
$113M
– –
-638
Closed -$155K
DM
322
DELISTED
Desktop Metal, Inc.
DM
– –
-6,495
Closed -$701K
FSR
323
DELISTED
Fisker Inc.
FSR
– –
-13,250
Closed -$191K
BKCC
324
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-17,295
Closed -$42K
CLVS
325
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-61,100
Closed -$356K
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