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GIA
Gladstone Institutional Advisory Portfolio holdings
AUM
$3.16B
1-Year Est. Return
29.04%
This Fund
S&P 500
This Quarter
Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
(+6.5%)
Cap. Flow
+$2.1M
Cap. Flow
% of AUM
0.5%
Top 10 Holdings %
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$10.1M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$4.38M |
| 3 |
First Trust Senior Loan Fund ETF
FTSL
|
+$4.34M |
| 4 |
First Trust Preferred Securities and Income ETF
FPE
|
+$4.26M |
| 5 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$3.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab International Equity ETF
SCHF
|
+$12.9M |
| 2 |
Schwab US Large-Cap Growth ETF
SCHG
|
+$7.48M |
| 3 |
First Trust Large Cap Value AlphaDEX Fund
FTA
|
+$6.89M |
| 4 |
SCHV
Schwab US Large-Cap Value ETF
SCHV
|
+$3.05M |
| 5 |
Schwab U.S Small- Cap ETF
SCHA
|
+$2.88M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.03% |
| 2 | Consumer Discretionary | 3.76% |
| 3 | Healthcare | 3.63% |
| 4 | Communication Services | 2.61% |
| 5 | Financials | 1.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
| – | – |
-10,614
| Closed | -$201K |
|
302
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
| – | – |
-3,173
| Closed | -$218K |
|
|
VIVS
303
VivoSim Labs
VIVS
$1.2M
| – | – |
-43
| Closed | -$6K |
|
|
TTCF
304
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
| – | – |
-23,850
| Closed | -$392K |
|
|
SRNE
305
DELISTED
Sorrento Therapeutics, Inc.
SRNE
| – | – |
-25,217
| Closed | -$158K |
|
|
VIVO
306
DELISTED
Meridian Bioscience Inc
VIVO
| – | – |
-16,409
| Closed | -$382K |
|
|
WORK
307
DELISTED
Slack Technologies, Inc.
WORK
| – | – |
-7,125
| Closed | -$222K |
|
|
ATVI
308
DELISTED
Activision Blizzard
ATVI
| – | – |
-10,007
| Closed | -$760K |
|
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review
As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.
Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
- Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
- Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
- Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
- Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
- Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
- Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.
Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.