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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
276
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$643K 0.06%
4,832
+223
+5% +$30.1K
SCHD icon
277
Schwab US Dividend Equity ETF
SCHD
$103B
$643K 0.06%
25,977
+324
+1% +$8.23K
LYV icon
278
Live Nation Entertainment
LYV
$40.6B
$642K 0.06%
+7,043
New +$593K
ANGL icon
279
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$641K 0.06%
19,398
-722
-4% -$23.9K
CRWD icon
280
CrowdStrike
CRWD
$194B
$641K 0.06%
10,440
+4,984
+91% +$322K
VGIT icon
281
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$632K 0.06%
9,353
+1,683
+22% +$115K
PEJ icon
282
Invesco Leisure and Entertainment ETF
PEJ
$259M
$630K 0.06%
12,522
+7,983
+176% +$396K
OXY icon
283
Occidental Petroleum
OXY
$56.8B
$628K 0.06%
21,226
-2,153
-9% -$57.5K
LUNA
284
DELISTED
Luna Innovations Incorporated
LUNA
$626K 0.06%
+65,850
New +$711K
FPX icon
285
First Trust US Equity Opportunities ETF
FPX
$1.47B
$619K 0.06%
5,017
+677
+16% +$86K
JD icon
286
JD.com
JD
$44.6B
$616K 0.06%
8,522
+1,590
+23% +$117K
IJK icon
287
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$613K 0.06%
7,743
+6
+0.1% +$487
GD icon
288
General Dynamics
GD
$104B
$608K 0.06%
3,102
-345
-10% -$67.5K
MTUM icon
289
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$601K 0.06%
3,421
-534
-14% -$94.9K
NIO icon
290
NIO
NIO
$12.2B
$600K 0.06%
16,833
+553
+3% +$22.7K
HACK icon
291
Amplify Cybersecurity ETF
HACK
$2.68B
$599K 0.06%
9,854
+4,194
+74% +$263K
VOX icon
292
Vanguard Communication Services ETF
VOX
$5.59B
$597K 0.06%
4,242
+2,211
+109% +$321K
DBAW icon
293
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$287M
$591K 0.06%
+17,905
New +$599K
IWN icon
294
iShares Russell 2000 Value ETF
IWN
$14.3B
$587K 0.06%
3,664
+340
+10% +$54.6K
LMBS icon
295
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$582K 0.06%
11,505
-3,022
-21% -$153K
IUSG icon
296
iShares Core S&P US Growth ETF
IUSG
$31.7B
$580K 0.06%
5,661
+167
+3% +$17.6K
AMAT icon
297
Applied Materials
AMAT
$403B
$573K 0.06%
4,455
-4,311
-49% -$585K
FDL icon
298
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$571K 0.06%
17,440
-10,829
-38% -$363K
TWLO icon
299
Twilio
TWLO
$30B
$565K 0.06%
1,770
+727
+70% +$265K
VOE icon
300
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$559K 0.05%
4,001
+418
+12% +$59.4K
10 11
12
13 14

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.