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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
276
BlackRock Enhanced International Dividend Trust
BGY
$524M
$222K 0.04%
+37,800
New +$210K
TNDM icon
277
Tandem Diabetes Care
TNDM
$1.34B
$222K 0.04%
2,321
-2,141
-48% -$221K
MS icon
278
Morgan Stanley
MS
$331B
$217K 0.04%
3,166
-2,484
-44% -$143K
PEG icon
279
Public Service Enterprise Group
PEG
$38.2B
$214K 0.04%
3,675
-302
-8% -$17.6K
Z icon
280
Zillow
Z
$7.79B
$213K 0.04%
+1,640
New +$181K
CAT icon
281
Caterpillar
CAT
$375B
$209K 0.04%
+1,146
New +$194K
IHI icon
282
iShares US Medical Devices ETF
IHI
$3.13B
$208K 0.04%
+3,816
New +$199K
ED icon
283
Consolidated Edison
ED
$40.1B
$202K 0.04%
2,792
+164
+6% +$12.7K
SMB icon
284
VanEck Short Muni ETF
SMB
$312M
$183K 0.04%
10,126
– –
BOE icon
285
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$160K 0.03%
+14,624
New +$149K
BGIO
286
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$149K 0.03%
16,500
– –
PHK
287
PIMCO High Income Fund
PHK
$867M
$121K 0.02%
19,965
+375
+2% +$2.13K
IHIT
288
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$116K 0.02%
+13,800
New +$113K
TEI
289
Templeton Emerging Markets Income Fund
TEI
$314M
$88K 0.02%
+11,350
New +$85.9K
VVR icon
290
Invesco Senior Income Trust
VVR
$457M
$64K 0.01%
16,000
– –
KMF
291
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$63K 0.01%
+10,900
New +$54.5K
QUIK icon
292
QuickLogic
QUIK
$232M
$52K 0.01%
+13,698
New +$42.6K
ONCT
293
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$50K 0.01%
+508
New +$32.1K
OPK icon
294
Opko Health
OPK
$985M
$44K 0.01%
11,122
– –
FBIO icon
295
Fortress Biotech
FBIO
$104M
$35K 0.01%
729
-34
-4% -$1.47K
GERN icon
296
Geron
GERN
$828M
$17K ﹤0.01%
+10,500
New +$19.1K
ACN icon
297
Accenture
ACN
$102B
– –
-1,519
Closed -$343K
ANY icon
298
Sphere 3D
ANY
$18.5M
– –
-828
Closed -$143K
ARKF icon
299
ARK Blockchain & Fintech Innovation ETF
ARKF
$710M
– –
-6,123
Closed -$243K
ARKQ icon
300
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.89B
– –
-4,156
Closed -$239K
10 11
12
13 14

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BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.